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NCU

NUVEEN (CAL) PREM INCM MUNI FD
NCU

Delisted

NCU was delisted on the 6th of June, 2014.

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12 hedge funds and large institutions have $4.22M invested in NUVEEN (CAL) PREM INCM MUNI FD in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 2

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

9% more funds holding

Funds holding: 11 → 12 (+1)

13% less capital invested

Capital invested by funds: $4.84M → $4.22M (-$618K)

Holders
12
Holders Change
+1
Holders Change %
+9.09%
% of All Funds
0.35%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
5
Reduced
2
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
+$210K
2
TC
TFS Capital
Pennsylvania
+$175K
3
LPL Financial
LPL Financial
California
+$62.4K
4
U
UBS
Switzerland
+$58.2K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$13K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$767K
2
DA
Doliver Advisors
Texas
-$334K
3
MA
MUFG Americas
New York
-$204K
4
WAM
Wolverine Asset Management
Illinois
-$76K
5
Morgan Stanley
Morgan Stanley
New York
-$63.3K
Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
1
Invesco
Georgia
$2.37M -$767K -58,906 -24%
Morgan Stanley
2
Morgan Stanley
New York
$440K -$63.3K -4,864 -12%
LPL Financial
3
LPL Financial
California
$288K +$62.4K +4,792 +27%
TCM
4
Tradewinds Capital Management
Washington
$255K +$257K +19,700 New
GC
5
Guggenheim Capital
Illinois
$208K +$210K +16,116 New
TC
6
TFS Capital
Pennsylvania
$174K +$175K +13,448 New
HCM
7
Hollencrest Capital Management
California
$145K +$146K +11,209 New
U
8
UBS
Switzerland
$136K +$58.2K +4,470 +74%
Wells Fargo
9
Wells Fargo
California
$131K +$13 +1 +0%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$39K +$13K +1,000 +50%
Citigroup
11
Citigroup
New York
$27K +$1.3K +100 +5%
TRCT
12
Tower Research Capital (TRC)
New York
$7K +$6.77K +520 New
DA
13
Doliver Advisors
Texas
– -$334K -25,166 Closed
MA
14
MUFG Americas
New York
– -$204K -15,375 Closed
WAM
15
Wolverine Asset Management
Illinois
– -$76K -5,732 Closed

NCU Hedge Fund Activity: Q4 2013 in Review

12 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in NUVEEN (CAL) PREM INCM MUNI FD (NCU) for Q4 2013, worth a combined $4.22M — down 13% from $4.84M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new NCU positions and 4 closed out — a net gain of 1 holder — while 5 added to existing stakes and 2 trimmed.

The largest buyer was Guggenheim Capital, opening a new position worth an estimated $210K. The largest seller was Invesco, cutting an estimated $767K.

  • 12 institutional investors held NUVEEN (CAL) PREM INCM MUNI FD (NCU) as of Q4 2013, up from 11 in Q3 2013.
  • Funds reported $4.22M of NUVEEN (CAL) PREM INCM MUNI FD stock for Q4 2013, down 13% quarter-over-quarter.
  • 5 funds opened new NUVEEN (CAL) PREM INCM MUNI FD positions in Q4 2013 and 4 closed out, a net change of +1 holder.
  • The largest NUVEEN (CAL) PREM INCM MUNI FD buyer in Q4 2013 was Guggenheim Capital, an estimated $210K added.
  • The largest NUVEEN (CAL) PREM INCM MUNI FD seller in Q4 2013 was Invesco, an estimated $767K sold.

Based on aggregated 13F filings for Q4 2013.