NUVEEN (CAL) PREM INCM MUNI FD

NCU

Delisted

NCU was delisted on the 6th of June, 2014.

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Invesco Atlanta, Georgia	–	-$2.11M	-155,508	Closed
2	GC 2 Guggenheim Capital Chicago, Illinois	–	-$559K	-41,273	Closed
3	3 Morgan Stanley New York	–	-$519K	-38,226	Closed
4	4 LPL Financial San Diego, California	–	-$411K	-30,301	Closed
5	TIM 5 Tortoise Investment Management White Plains, New York	–	-$351K	-25,879	Closed
6	TCM 6 Tradewinds Capital Management Bellingham, Washington	–	-$267K	-19,700	Closed
7	RCM 7 Rivernorth Capital Management West Palm Beach, Florida	–	-$237K	-17,476	Closed
8	8 Royal Bank of Canada Toronto, Ontario, Canada	–	-$237K	-17,475	Closed
9	DA 9 Doliver Advisors Houston, Texas	–	-$214K	-15,760	Closed
10	10 Wells Fargo San Francisco, California	–	-$164K	-12,080	Closed
11	HCM 11 Hollencrest Capital Management Newport Beach, California	–	-$152K	-11,209	Closed
12	U 12 UBS Zurich, Switzerland	–	-$144K	-10,596	Closed
13	AIG 13 American International Group New York	–	-$67.8K	-5,000	Closed
14	SNT 14 Security National Trust Wheeling, West Virginia	–	-$58K	-4,300	Closed
15	15 Bank of America Charlotte, North Carolina	–	-$41K	-3,020	Closed
16	16 Citigroup New York	–	-$1K	-91	Closed
17	CFA 17 Carroll Financial Associates Charlotte, North Carolina	–	-$1K	-50	Closed