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NCU

NUVEEN (CAL) PREM INCM MUNI FD
NCU

Delisted

NCU was delisted on the 6th of June, 2014.

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17 hedge funds and large institutions have $5.53M invested in NUVEEN (CAL) PREM INCM MUNI FD in 2014 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 2 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

200% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 2

42% more funds holding

Funds holding: 12 → 17 (+5)

31% more capital invested

Capital invested by funds: $4.22M → $5.53M (+$1.31M)

Holders
17
Holders Change
+5
Holders Change %
+41.67%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
6
Reduced
2
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TIM
Tortoise Investment Management
New York
+$347K
2
GC
Guggenheim Capital
Illinois
+$337K
3
RCM
Rivernorth Capital Management
Florida
+$234K
4
DA
Doliver Advisors
Texas
+$211K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$194K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$372K
2
TC
TFS Capital
Pennsylvania
-$174K
3
Citigroup
Citigroup
New York
-$26.9K
4
TRCT
Tower Research Capital (TRC)
New York
-$7K
Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
1
Invesco
Georgia
$2.11M -$372K -27,791 -15%
GC
2
Guggenheim Capital
Illinois
$559K +$337K +25,157 +156%
Morgan Stanley
3
Morgan Stanley
New York
$519K +$55.9K +4,171 +12%
LPL Financial
4
LPL Financial
California
$411K +$107K +8,015 +36%
TIM
5
Tortoise Investment Management
New York
$351K +$347K +25,879 New
TCM
6
Tradewinds Capital Management
Washington
$267K – – –
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$237K +$194K +14,475 +483%
RCM
8
Rivernorth Capital Management
Florida
$237K +$234K +17,476 New
DA
9
Doliver Advisors
Texas
$214K +$211K +15,760 New
Wells Fargo
10
Wells Fargo
California
$164K +$26K +1,939 +19%
HCM
11
Hollencrest Capital Management
California
$152K – – –
U
12
UBS
Switzerland
$144K +$884 +66 +0.6%
AIG
13
American International Group
New York
$67.8K +$67K +5,000 New
SNT
14
Security National Trust
West Virginia
$58K +$57.6K +4,300 New
Bank of America
15
Bank of America
North Carolina
$41K +$40.4K +3,020 New
Citigroup
16
Citigroup
New York
$1K -$26.9K -2,005 -96%
CFA
17
Carroll Financial Associates
North Carolina
$1K +$670 +50 New
TC
18
TFS Capital
Pennsylvania
– -$174K -13,448 Closed
TRCT
19
Tower Research Capital (TRC)
New York
– -$7K -520 Closed

NCU Hedge Fund Activity: Q1 2014 in Review

17 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in NUVEEN (CAL) PREM INCM MUNI FD (NCU) for Q1 2014, worth a combined $5.53M — up 31% from $4.22M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new NCU positions and 2 closed out — a net gain of 5 holders — while 6 added to existing stakes and 2 trimmed.

The largest buyer was Tortoise Investment Management, opening a new position worth an estimated $347K. The largest seller was Invesco, cutting an estimated $372K.

  • 17 institutional investors held NUVEEN (CAL) PREM INCM MUNI FD (NCU) as of Q1 2014, up from 12 in Q4 2013.
  • Funds reported $5.53M of NUVEEN (CAL) PREM INCM MUNI FD stock for Q1 2014, up 31% quarter-over-quarter.
  • 7 funds opened new NUVEEN (CAL) PREM INCM MUNI FD positions in Q1 2014 and 2 closed out, a net change of +5 holders.
  • The largest NUVEEN (CAL) PREM INCM MUNI FD buyer in Q1 2014 was Tortoise Investment Management, an estimated $347K added.
  • The largest NUVEEN (CAL) PREM INCM MUNI FD seller in Q1 2014 was Invesco, an estimated $372K sold.

Based on aggregated 13F filings for Q1 2014.