NCU

NUVEEN (CAL) PREM INCM MUNI FD
NCU

Overview Fund Activity
Delisted

NCU was delisted on the 6th of June, 2014.

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17 hedge funds and large institutions have $5.53M invested in NUVEEN (CAL) PREM INCM MUNI FD in 2014 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 2 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
17
Holders Change
+5
Holders Change %
+41.67%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
6
Reduced
2
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TIM
Tortoise Investment Management
New York
+$351K
2
GC
Guggenheim Capital
Illinois
+$341K
3
RCM
Rivernorth Capital Management
Florida
+$237K
4
DA
Doliver Advisors
Texas
+$214K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$196K

Top Sellers

1
Invesco
Invesco
Georgia
-$377K
2
TC
TFS Capital
Pennsylvania
-$174K
3
Citigroup
Citigroup
New York
-$22K
4
TRCT
Tower Research Capital (TRC)
New York
-$7K
Name Holding Trade Value Shares
Change 		Shares
Change %
Invesco
1
Invesco
Georgia
$2.11M -$377K -27,791 -15%
GC
2
Guggenheim Capital
Illinois
$559K +$341K +25,157 +156%
Morgan Stanley
3
Morgan Stanley
New York
$519K +$56.6K +4,171 +12%
LPL Financial
4
LPL Financial
California
$411K +$109K +8,015 +36%
TIM
5
Tortoise Investment Management
New York
$351K +$351K +25,879 New
TCM
6
Tradewinds Capital Management
Washington
$267K – – –
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$237K +$196K +14,475 +483%
RCM
8
Rivernorth Capital Management
Florida
$237K +$237K +17,476 New
DA
9
Doliver Advisors
Texas
$214K +$214K +15,760 New
Wells Fargo
10
Wells Fargo
California
$164K +$26.3K +1,939 +19%
HCM
11
Hollencrest Capital Management
California
$152K – – –
U
12
UBS
Switzerland
$144K +$897 +66 +0.6%
AIG
13
American International Group
New York
$67.9K +$67.9K +5,000 New
SNT
14
Security National Trust
West Virginia
$58K +$58K +4,300 New
Bank of America
15
Bank of America
North Carolina
$41K +$41K +3,020 New
Citigroup
16
Citigroup
New York
$1K -$22K -2,005 -96%
CFA
17
Carroll Financial Associates
North Carolina
$1K +$1K +50 New
TC
18
TFS Capital
Pennsylvania
– -$174K -13,448 Closed
TRCT
19
Tower Research Capital (TRC)
New York
– -$7K -520 Closed