TRCT
NCU

Tower Research Capital (TRC)’s NUVEEN (CAL) PREM INCM MUNI FD NCU Stock Holding History

Tower Research Capital (TRC)’s Portfolio NCU Stock Details NCU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-520
Closed -$7K – 5463
2013
Q4 		$7K Buy
+520
New +$6.77K ﹤0.01% 3361

Other funds holding NCU

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
TIM
Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return
TCM
Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Tower Research Capital (TRC)'s NCU Position: Q1 2014 in Review

Tower Research Capital (TRC) sold out of NUVEEN (CAL) PREM INCM MUNI FD (NCU) in Q1 2014, closing a stake of 520 shares — an estimated $7K sold.

Tower Research Capital (TRC) first reported a position in NCU in Q4 2013 and held it in 1 quarter. The position peaked at $7K in Q4 2013. 17 funds tracked by Wall St. Rank hold NCU as of Q1 2014.

  • Tower Research Capital (TRC) reported no remaining NUVEEN (CAL) PREM INCM MUNI FD position as of Q1 2014 after selling out during the quarter.
  • Tower Research Capital (TRC) sold 520 NUVEEN (CAL) PREM INCM MUNI FD shares in Q1 2014, an estimated $7K.
  • Tower Research Capital (TRC) first reported a position in NUVEEN (CAL) PREM INCM MUNI FD in Q4 2013 and held it in 1 quarter.
  • Tower Research Capital (TRC)'s NUVEEN (CAL) PREM INCM MUNI FD position peaked at $7K in Q4 2013.
  • 17 funds tracked by Wall St. Rank held NUVEEN (CAL) PREM INCM MUNI FD as of Q1 2014.

Based on Tower Research Capital (TRC)'s 13F filing for Q1 2014, filed 2 May 2014.