We are live on ! Find out more
NBSM icon

Neuberger Small-Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Neuberger Berman Group
1
Neuberger Berman Group
New York
$21.5M -$118M -4,388,119 -85%
LPL Financial
2
LPL Financial
California
$7.75M -$1.35M -50,416 -16%
SHF
3
Stage Harbor Financial
Massachusetts
$7.31M +$462K +17,247 +7%
Raymond James Financial
4
Raymond James Financial
Florida
$6.49M +$319K +11,914 +6%
Bank of America
5
Bank of America
North Carolina
$5.74M +$466K +17,386 +10%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$4.09M +$753K +28,121 +25%
BWS
7
Broadway Wealth Solutions
Texas
$3.73M +$226K +8,425 +7%
Jones Financial Companies
8
Jones Financial Companies
Missouri
$3.14M +$33.6K +1,255 +1%
ETC
9
Exchange Traded Concepts
Oklahoma
$3.09M -$653K -24,354 -18%
Morgan Stanley
10
Morgan Stanley
New York
$1.53M +$1.42M +53,175 New
HighTower Advisors
11
HighTower Advisors
Illinois
$1.36M +$66.3K +2,475 +6%
WFAG
12
Worth Financial Advisory Group
North Carolina
$836K +$781K +29,136 New
FTUS
13
Flow Traders U.S.
New York
$821K +$766K +28,588 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$724K -$693K -25,881 -51%
BPFA
15
Barnes Pettey Financial Advisors
Mississippi
$487K +$178K +6,630 +64%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$398K +$372K +13,873 New
Citadel Advisors
17
Citadel Advisors
Florida
$355K +$331K +12,358 New
Pathstone Holdings
18
Pathstone Holdings
New Jersey
$332K
BC
19
Barrett & Company
Rhode Island
$110K +$13.1K +488 +15%
Osaic Holdings
20
Osaic Holdings
Arizona
$88.9K -$225K -8,390 -73%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$43K +$40.2K +1,499 New
UBS Group
22
UBS Group
Switzerland
$42.8K +$39.9K +1,491 New
HI
23
Harbour Investments
Wisconsin
$2.15K
M
24
MOTCO
Texas
-$1.67M -66,351 Closed
Jane Street
25
Jane Street
New York
-$327K -12,964 Closed