Exchange Traded Concepts’s Neuberger Small-Mid Cap ETF NBSM Stock Holding History

Exchange Traded Concepts’s Portfolio NBSM Stock Details NBSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$2.75M	Sell	100,849 -6,934	-6%	-$198K	0.01%	647
2026 Q2	$3.09M	Sell	107,783 -24,354	-18%	-$653K	0.01%	586
2026 Q1	$3.33M	Sell	132,137 -22,749	-15%	-$598K	0.02%	478
2025 Q4	$3.91M	Sell	154,886 -1,504	-1%	-$38.1K	0.03%	457
2025 Q3	$3.96M	Sell	156,390 -1,504	-1%	-$38.5K	0.03%	445
2025 Q2	$3.95M	Sell	157,894 -31,082	-16%	-$744K	0.05%	365
2025 Q1	$4.52M	Buy	188,976 +42,408	+29%	+$1.06M	0.08%	220
2024 Q4	$3.72M	Buy	+146,568	New	+$3.92M	0.07%	253

Other funds holding NBSM

Stage Harbor Financial Westwood, Massachusetts $176M AUM 12.14% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

Broadway Wealth Solutions San Antonio, Texas $223M AUM 10.78% 1-Year Est. Return

MOTCO San Antonio, Texas $1.22B AUM 20.31% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $106B AUM 21.33% 1-Year Est. Return

Worth Financial Advisory Group Charlotte, North Carolina $242M AUM 22.69% 1-Year Est. Return

Barrett & Company Providence, Rhode Island $366M AUM 15.99% 1-Year Est. Return

CX Institutional Auburn, Indiana $3.69B AUM 15.82% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.75B AUM 16.25% 1-Year Est. Return

Exchange Traded Concepts's NBSM Position: Q3 2026 in Review

Exchange Traded Concepts reduced its Neuberger Small-Mid Cap ETF (NBSM) stake by 6.4% in Q3 2026, selling an estimated $198K and leaving 100,849 shares worth $2.75M. The position accounts for 0.01% of the portfolio, ranked #647.

Exchange Traded Concepts first reported a position in NBSM in Q4 2024 and has held it in 8 quarters since. The position peaked at $4.52M in Q1 2025. 11 funds tracked by Wall St. Rank hold NBSM as of Q3 2026.

Exchange Traded Concepts held 100,849 shares of Neuberger Small-Mid Cap ETF worth $2.75M as of Q3 2026.
Exchange Traded Concepts sold 6,934 Neuberger Small-Mid Cap ETF shares in Q3 2026, an estimated $198K.
Neuberger Small-Mid Cap ETF made up 0.01% of Exchange Traded Concepts's portfolio in Q3 2026, its #647 holding.
Exchange Traded Concepts first reported a position in Neuberger Small-Mid Cap ETF in Q4 2024 and has held it in 8 quarters since.
Exchange Traded Concepts's Neuberger Small-Mid Cap ETF position peaked at $4.52M in Q1 2025.
11 funds tracked by Wall St. Rank held Neuberger Small-Mid Cap ETF as of Q3 2026.

Based on Exchange Traded Concepts's 13F filing for Q3 2026, filed 28 Oct 2026.