Neuberger Small-Mid Cap ETF
NBSM
7 hedge funds and large institutions have $195M invested in Neuberger Small-Mid Cap ETF in 2024 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 1 increasing their positions, 0 reducing their positions, and 2 closing their positions.
200% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 2
133% more funds holding
Funds holding: 3 → 7 (+4)
1% less capital invested
Capital invested by funds: $197M → $195M (-$1.28M)
3.61% less ownership
Funds ownership: 97.8% → 94.19% (-3.6%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ETC
Exchange Traded Concepts
Oklahoma City,
Oklahoma
|
+$3.92M |
| 2 |
Neuberger Berman Group
New York
|
+$3.82M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$891K |
| 4 |
LPL Financial
San Diego,
California
|
+$514K |
| 5 |
BC
Barrett & Company
Providence,
Rhode Island
|
+$104K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$542K |
| 2 |
TP
Tranquility Partners
Brentwood,
Tennessee
|
-$214K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Neuberger Berman Group
New York
| $190M | +$3.82M | +142,903 | +2% |
|
|
ETC
2
Exchange Traded Concepts
Oklahoma City,
Oklahoma
| $3.72M | +$3.92M | +146,568 | New |
|
|
3
Bank of America
Charlotte,
North Carolina
| $846K | +$891K | +33,361 | New |
|
|
4
LPL Financial
San Diego,
California
| $488K | +$514K | +19,243 | New |
|
|
BC
5
Barrett & Company
Providence,
Rhode Island
| $98.7K | +$104K | +3,893 | New |
|
6
Jones Financial Companies
Des Peres,
Missouri
| $72.7K | +$76.6K | +2,867 | New |
|
|
PA
7
Parallel Advisors
San Francisco,
California
| $2.54K | +$2.67K | +100 | New |
|
|
8
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$542K | -20,360 | Closed |
|
|
TP
9
Tranquility Partners
Brentwood,
Tennessee
| – | -$214K | -8,050 | Closed |
|
NBSM Hedge Fund Activity: Q4 2024 in Review
7 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in Neuberger Small-Mid Cap ETF (NBSM) for Q4 2024, worth a combined $195M — down 0.65% from $197M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new NBSM positions and 2 closed out — a net gain of 4 holders — while 1 added to existing stakes and 0 trimmed.
The largest buyer was Exchange Traded Concepts, opening a new position worth an estimated $3.92M. The largest seller was Royal Bank of Canada, exiting entirely with an estimated $542K sold.
- 7 institutional investors held Neuberger Small-Mid Cap ETF (NBSM) as of Q4 2024, up from 3 in Q3 2024.
- Funds reported $195M of Neuberger Small-Mid Cap ETF stock for Q4 2024, down 0.65% quarter-over-quarter.
- 6 funds opened new Neuberger Small-Mid Cap ETF positions in Q4 2024 and 2 closed out, a net change of +4 holders.
- The largest Neuberger Small-Mid Cap ETF buyer in Q4 2024 was Exchange Traded Concepts, an estimated $3.92M added.
- The largest Neuberger Small-Mid Cap ETF seller in Q4 2024 was Royal Bank of Canada, an estimated $542K sold.
Based on aggregated 13F filings for Q4 2024.