Neuberger Small-Mid Cap ETF
NBSM
3 hedge funds and large institutions have $197M invested in Neuberger Small-Mid Cap ETF in 2024 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 1 closing their positions.
100% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 1
16% more capital invested
Capital invested by funds: $169M → $197M (+$27.3M)
0.86% less ownership
Funds ownership: 98.67% → 97.8% (-0.86%)
25% less funds holding
Funds holding: 4 → 3 (-1)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 1
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Neuberger Berman Group
New York
|
+$14.6M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$451K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TP
Tranquility Partners
Brentwood,
Tennessee
|
-$236K |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$23.8K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Neuberger Berman Group
New York
| $196M | +$14.6M | +568,589 | +8% |
|
|
2
Royal Bank of Canada
Toronto,
Ontario, Canada
| $542K | +$451K | +17,590 | +635% |
|
|
TP
3
Tranquility Partners
Brentwood,
Tennessee
| $214K | -$236K | -9,200 | -53% |
|
|
4
UBS Group
Zurich,
Switzerland
| – | -$23.8K | -956 | Closed |
|
NBSM Hedge Fund Activity: Q3 2024 in Review
3 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Neuberger Small-Mid Cap ETF (NBSM) for Q3 2024, worth a combined $197M — up 16% from $169M a quarter earlier.
Sellers outnumbered buyers: 1 fund closed out of NBSM and 0 opened new positions — a net loss of 1 holder — while 1 trimmed existing stakes and 2 added.
The largest buyer was Neuberger Berman Group, adding an estimated $14.6M. The largest seller was Tranquility Partners, cutting an estimated $236K.
- 3 institutional investors held Neuberger Small-Mid Cap ETF (NBSM) as of Q3 2024, down from 4 in Q2 2024.
- Funds reported $197M of Neuberger Small-Mid Cap ETF stock for Q3 2024, up 16% quarter-over-quarter.
- 0 funds opened new Neuberger Small-Mid Cap ETF positions in Q3 2024 and 1 closed out, a net change of -1 holder.
- The largest Neuberger Small-Mid Cap ETF buyer in Q3 2024 was Neuberger Berman Group, an estimated $14.6M added.
- The largest Neuberger Small-Mid Cap ETF seller in Q3 2024 was Tranquility Partners, an estimated $236K sold.
Based on aggregated 13F filings for Q3 2024.