Bank of America’s Neuberger Small-Mid Cap ETF NBSM Stock Holding History

Bank of America’s Portfolio NBSM Stock Details NBSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$4.6M	Sell	182,391 -55,755	-23%	-$1.47M	﹤0.01%	3535
2025 Q4	$6.01M	Buy	238,146 +18,032	+8%	+$457K	﹤0.01%	3236
2025 Q3	$5.58M	Buy	220,114 +29,767	+16%	+$763K	﹤0.01%	3884
2025 Q2	$4.77M	Buy	190,347 +62,688	+49%	+$1.5M	﹤0.01%	3950
2025 Q1	$3.06M	Buy	127,659 +94,298	+283%	+$2.37M	﹤0.01%	4294
2024 Q4	$846K	Buy	+33,361	New	+$891K	﹤0.01%	5173

Other funds holding NBSM

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SHF

Stage Harbor Financial Westwood, Massachusetts $151M AUM 15.9% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

ETC

Exchange Traded Concepts Oklahoma City, Oklahoma $21.9B AUM 68.6% 1-Year Est. Return

BWS

Broadway Wealth Solutions San Antonio, Texas $214M AUM 16.06% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

MOTCO San Antonio, Texas $1.08B AUM 20.09% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America's NBSM Position: Q1 2026 in Review

Bank of America reduced its Neuberger Small-Mid Cap ETF (NBSM) stake by 23% in Q1 2026, selling an estimated $1.47M and leaving 182,391 shares worth $4.6M. The position accounts for ﹤0.01% of the portfolio, ranked #3535.

Bank of America first reported a position in NBSM in Q4 2024 and has held it in 6 quarters since. The position peaked at $6.01M in Q4 2025. 19 funds tracked by Wall St. Rank hold NBSM as of Q1 2026.

Bank of America held 182,391 shares of Neuberger Small-Mid Cap ETF worth $4.6M as of Q1 2026.
Bank of America sold 55,755 Neuberger Small-Mid Cap ETF shares in Q1 2026, an estimated $1.47M.
Neuberger Small-Mid Cap ETF made up ﹤0.01% of Bank of America's portfolio in Q1 2026, its #3535 holding.
Bank of America first reported a position in Neuberger Small-Mid Cap ETF in Q4 2024 and has held it in 6 quarters since.
Bank of America's Neuberger Small-Mid Cap ETF position peaked at $6.01M in Q4 2025.
19 funds tracked by Wall St. Rank held Neuberger Small-Mid Cap ETF as of Q1 2026.

Based on Bank of America's 13F filing for Q1 2026, filed 18 May 2026.