Raymond James Financial’s Neuberger Small-Mid Cap ETF NBSM Stock Holding History

Raymond James Financial’s Portfolio NBSM Stock Details NBSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$6.49M	Buy	226,172 +11,914	+6%	+$319K	﹤0.01%	2537
2026 Q1	$5.4M	Buy	214,258 +17,911	+9%	+$471K	﹤0.01%	2522
2025 Q4	$4.96M	Buy	196,347 +16,169	+9%	+$410K	﹤0.01%	2520
2025 Q3	$4.56M	Buy	180,178 +6,273	+4%	+$161K	﹤0.01%	2522
2025 Q2	$4.35M	Buy	173,905 +29,995	+21%	+$718K	﹤0.01%	2469
2025 Q1	$3.45M	Buy	+143,910	New	+$3.61M	﹤0.01%	2590

Other funds holding NBSM

Neuberger Berman Group New York $150B AUM 40.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

SHF

Stage Harbor Financial Westwood, Massachusetts $173M AUM 19.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

BWS

Broadway Wealth Solutions San Antonio, Texas $214M AUM 16.06% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

ETC

Exchange Traded Concepts Oklahoma City, Oklahoma $21.9B AUM 68.6% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Raymond James Financial's NBSM Position: Q2 2026 in Review

Raymond James Financial increased its Neuberger Small-Mid Cap ETF (NBSM) stake by 5.6% in Q2 2026, buying an estimated $319K and bringing the position to 226,172 shares worth $6.49M. The position accounts for ﹤0.01% of the portfolio, ranked #2537.

Raymond James Financial first reported a position in NBSM in Q1 2025 and has held it in 6 quarters since. 23 funds tracked by Wall St. Rank hold NBSM as of Q2 2026.

Raymond James Financial held 226,172 shares of Neuberger Small-Mid Cap ETF worth $6.49M as of Q2 2026.
Raymond James Financial bought 11,914 Neuberger Small-Mid Cap ETF shares in Q2 2026, an estimated $319K.
Neuberger Small-Mid Cap ETF made up ﹤0.01% of Raymond James Financial's portfolio in Q2 2026, its #2537 holding.
Raymond James Financial first reported a position in Neuberger Small-Mid Cap ETF in Q1 2025 and has held it in 6 quarters since.
23 funds tracked by Wall St. Rank held Neuberger Small-Mid Cap ETF as of Q2 2026.

Based on Raymond James Financial's 13F filing for Q2 2026, filed 14 Aug 2026.