Raymond James Financial
NBSM icon

Raymond James Financial’s Neuberger Small-Mid Cap ETF NBSM Stock Holding History

Raymond James Financial’s Portfolio NBSM Stock Details NBSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$5.4M Buy
214,258
+17,911
+9% +$471K ﹤0.01% 2522
2025
Q4 		$4.96M Buy
196,347
+16,169
+9% +$410K ﹤0.01% 2520
2025
Q3 		$4.56M Buy
180,178
+6,273
+4% +$161K ﹤0.01% 2522
2025
Q2 		$4.35M Buy
173,905
+29,995
+21% +$718K ﹤0.01% 2469
2025
Q1 		$3.45M Buy
+143,910
New +$3.61M ﹤0.01% 2590

Other funds holding NBSM

Neuberger Berman Group
Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
SHF
Stage Harbor Financial Westwood, Massachusetts $151M AUM 15.9% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
ETC
Exchange Traded Concepts Oklahoma City, Oklahoma $14.1B AUM 25.71% 1-Year Est. Return
BWS
Broadway Wealth Solutions San Antonio, Texas $214M AUM 16.06% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return
M
MOTCO San Antonio, Texas $1.08B AUM 20.09% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Raymond James Financial's NBSM Position: Q1 2026 in Review

Raymond James Financial increased its Neuberger Small-Mid Cap ETF (NBSM) stake by 9.1% in Q1 2026, buying an estimated $471K and bringing the position to 214,258 shares worth $5.4M. The position accounts for ﹤0.01% of the portfolio, ranked #2522.

Raymond James Financial first reported a position in NBSM in Q1 2025 and has held it in 5 quarters since. 19 funds tracked by Wall St. Rank hold NBSM as of Q1 2026.

  • Raymond James Financial held 214,258 shares of Neuberger Small-Mid Cap ETF worth $5.4M as of Q1 2026.
  • Raymond James Financial bought 17,911 Neuberger Small-Mid Cap ETF shares in Q1 2026, an estimated $471K.
  • Neuberger Small-Mid Cap ETF made up ﹤0.01% of Raymond James Financial's portfolio in Q1 2026, its #2522 holding.
  • Raymond James Financial first reported a position in Neuberger Small-Mid Cap ETF in Q1 2025 and has held it in 5 quarters since.
  • 19 funds tracked by Wall St. Rank held Neuberger Small-Mid Cap ETF as of Q1 2026.

Based on Raymond James Financial's 13F filing for Q1 2026, filed 14 May 2026.