Osaic Holdings’s Neuberger Small-Mid Cap ETF NBSM Stock Holding History

Osaic Holdings’s Portfolio NBSM Stock Details NBSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$88.9K	Sell	3,098 -8,390	-73%	-$225K	﹤0.01%	5049
2026 Q1	$289K	Sell	11,488 -14,880	-56%	-$391K	﹤0.01%	3833
2025 Q4	$665K	Sell	26,368 -17,845	-40%	-$452K	﹤0.01%	3066
2025 Q3	$1.15M	Buy	+44,213	New	+$1.13M	﹤0.01%	2672

Other funds holding NBSM

Neuberger Berman Group New York $150B AUM 40.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

SHF

Stage Harbor Financial Westwood, Massachusetts $173M AUM 19.42% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

BWS

Broadway Wealth Solutions San Antonio, Texas $214M AUM 16.06% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

ETC

Exchange Traded Concepts Oklahoma City, Oklahoma $21.9B AUM 68.6% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Osaic Holdings's NBSM Position: Q2 2026 in Review

Osaic Holdings reduced its Neuberger Small-Mid Cap ETF (NBSM) stake by 73% in Q2 2026, selling an estimated $225K and leaving 3,098 shares worth $88.9K. The position accounts for ﹤0.01% of the portfolio, ranked #5049.

Osaic Holdings first reported a position in NBSM in Q3 2025 and has held it in 4 quarters since. The position peaked at $1.15M in Q3 2025. 23 funds tracked by Wall St. Rank hold NBSM as of Q2 2026.

Osaic Holdings held 3,098 shares of Neuberger Small-Mid Cap ETF worth $88.9K as of Q2 2026.
Osaic Holdings sold 8,390 Neuberger Small-Mid Cap ETF shares in Q2 2026, an estimated $225K.
Neuberger Small-Mid Cap ETF made up ﹤0.01% of Osaic Holdings's portfolio in Q2 2026, its #5049 holding.
Osaic Holdings first reported a position in Neuberger Small-Mid Cap ETF in Q3 2025 and has held it in 4 quarters since.
Osaic Holdings's Neuberger Small-Mid Cap ETF position peaked at $1.15M in Q3 2025.
23 funds tracked by Wall St. Rank held Neuberger Small-Mid Cap ETF as of Q2 2026.

Based on Osaic Holdings's 13F filing for Q2 2026, filed 14 Aug 2026.