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Neuberger Small-Mid Cap ETF
NBSM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Neuberger Berman Group
1
Neuberger Berman Group
New York
USD 21.5 M -USD 118 M -4,388,119 -85%
LPL Financial
2
LPL Financial
California
USD 7.75 M -USD 1.35 M -50,416 -16%
SHF
3
Stage Harbor Financial
Massachusetts
USD 7.31 M +USD 462 k +17,247 +7%
Raymond James Financial
4
Raymond James Financial
Florida
USD 6.49 M +USD 319 k +11,914 +6%
Bank of America
5
Bank of America
North Carolina
USD 5.74 M +USD 466 k +17,386 +10%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
USD 4.09 M +USD 753 k +28,121 +25%
BWS
7
Broadway Wealth Solutions
Texas
USD 3.73 M +USD 226 k +8,425 +7%
Jones Financial Companies
8
Jones Financial Companies
Missouri
USD 3.14 M +USD 33.6 k +1,255 +1%
Exchange Traded Concepts
9
Exchange Traded Concepts
Oklahoma
USD 3.09 M -USD 653 k -24,354 -18%
Morgan Stanley
10
Morgan Stanley
New York
USD 1.53 M +USD 1.42 M +53,175 Nuevas
HighTower Advisors
11
HighTower Advisors
Illinois
USD 1.36 M +USD 66.3 k +2,475 +6%
WFAG
12
Worth Financial Advisory Group
North Carolina
USD 836 k +USD 781 k +29,136 Nuevas
Flow Traders U.S.
13
Flow Traders U.S.
New York
USD 821 k +USD 766 k +28,588 Nuevas
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
USD 724 k -USD 693 k -25,881 -51%
BPFA
15
Barnes Pettey Financial Advisors
Mississippi
USD 487 k +USD 178 k +6,630 +64%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
USD 398 k +USD 372 k +13,873 Nuevas
Citadel Advisors
17
Citadel Advisors
Florida
USD 355 k +USD 331 k +12,358 Nuevas
Pathstone Holdings
18
Pathstone Holdings
New Jersey
USD 332 k – – –
BC
19
Barrett & Company
Rhode Island
USD 110 k +USD 13.1 k +488 +15%
Osaic Holdings
20
Osaic Holdings
Arizona
USD 88.9 k -USD 225 k -8,390 -73%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
USD 43 k +USD 40.2 k +1,499 Nuevas
UBS Group
22
UBS Group
Switzerland
USD 42.8 k +USD 39.9 k +1,491 Nuevas
Harbour Investments
23
Harbour Investments
Wisconsin
USD 2.15 k – – –
M
24
MOTCO
Texas
– -USD 1.67 M -66,351 Cerradas
Jane Street
25
Jane Street
New York
– -USD 327 k -12,964 Cerradas
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