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IQ ARB Merger Arbitrage ETF

45 hedge funds and large institutions have $80.6M invested in IQ ARB Merger Arbitrage ETF in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

80% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 10

13% more funds holding

Funds holding: 4045 (+5)

5% less capital invested

Capital invested by funds: $84.8M → $80.6M (-$4.26M)

5.84% less ownership

Funds ownership: 61.56%55.72% (-5.8%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
45
Holders Change
+5
Holders Change %
+12.5%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
11
Increased
18
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SI
26
SII Investments
Wisconsin
$345K +$60.1K +2,118 +21%
HCM
27
Hengehold Capital Management
Ohio
$340K +$20.7K +728 +6%
Ameriprise
28
Ameriprise
Minnesota
$339K +$68.6K +2,419 +25%
Jane Street
29
Jane Street
New York
$279K +$285K +10,045 New
CAM
30
Cidel Asset Management
Ontario, Canada
$272K +$278K +9,795 New
P
31
Palladiem
Pennsylvania
$253K +$142K +5,000 +122%
VKH
32
Virtu KCG Holdings
New York
$245K -$64.5K -2,272 -21%
UCFA
33
United Capital Financial Advisors
Texas
$235K +$240K +8,450 New
TAM
34
Tocqueville Asset Management
New York
$202K -$111K -3,900 -35%
BFEC
35
Benjamin F. Edwards & Company
Missouri
$71K
VNA
36
Valley National Advisers
Pennsylvania
$48K +$49.2K +1,733 New
AIG
37
American International Group
New York
$25K -$150K -5,269 -85%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$22K +$8.51K +300 +61%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$9K +$2.13K +75 +31%
MFS
40
MSI Financial Services
Massachusetts
$7K +$7.61K +268 New
CK
41
Carnick & Kubik
Colorado
$2.23K +$2.27K +80 New
CG
42
Colony Group
Massachusetts
$1K
Manulife (Manufacturers Life Insurance)
43
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$17
BCM
44
Boyle Capital Management
Iowa
-$327K -11,407 Closed
CWA
45
Constellation Wealth Advisors
New York
-$281K -9,795 Closed
UBS Group
46
UBS Group
Switzerland
-$59K -2,061 Closed
BRWM
47
B. Riley Wealth Management
Tennessee
-$26K -907 Closed
TRCT
48
Tower Research Capital (TRC)
New York
+$284 +10 New

MNA Hedge Fund Activity: Q3 2015 in Review

45 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in IQ ARB Merger Arbitrage ETF (MNA) for Q3 2015, worth a combined $80.6M — down 5% from $84.8M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new MNA positions and 5 closed out — a net gain of 6 holders — while 18 added to existing stakes and 10 trimmed.

The largest buyer was Aviance Capital Management, opening a new position worth an estimated $2.59M. The largest seller was Susquehanna International Group, cutting an estimated $6.55M.

  • 45 institutional investors held IQ ARB Merger Arbitrage ETF (MNA) as of Q3 2015, up from 40 in Q2 2015.
  • Funds reported $80.6M of IQ ARB Merger Arbitrage ETF stock for Q3 2015, down 5% quarter-over-quarter.
  • 11 funds opened new IQ ARB Merger Arbitrage ETF positions in Q3 2015 and 5 closed out, a net change of +6 holders.
  • The largest IQ ARB Merger Arbitrage ETF buyer in Q3 2015 was Aviance Capital Management, an estimated $2.59M added.
  • The largest IQ ARB Merger Arbitrage ETF seller in Q3 2015 was Susquehanna International Group, an estimated $6.55M sold.

Based on aggregated 13F filings for Q3 2015.