Hengehold Capital Management’s NYLIM Merger Arbitrage ETF MNA Stock Holding History

Hengehold Capital Management’s Portfolio MNA Stock Details MNA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-12,234	Closed	-$340K	–	88
2015 Q3	$340K	Buy	12,234 +728	+6%	+$20.7K	0.15%	66
2015 Q2	$330K	Buy	11,506 +776	+7%	+$22.5K	0.12%	59
2015 Q1	$309K	Buy	10,730 +1,039	+11%	+$29.6K	0.11%	60
2014 Q4	$270K	Buy	+9,691	New	+$268K	0.1%	61

Other funds holding MNA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

SAM

Stringer Asset Management Memphis, Tennessee $64.2M AUM 16.57% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

CFA

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

SCM

Stonehearth Capital Management Danvers, Massachusetts $292M AUM 22.71% 1-Year Est. Return

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Hengehold Capital Management's MNA Position: Q4 2015 in Review

Hengehold Capital Management sold out of NYLIM Merger Arbitrage ETF (MNA) in Q4 2015, closing a stake of 12,234 shares — an estimated $340K sold.

Hengehold Capital Management first reported a position in MNA in Q4 2014 and held it in 4 quarters. The position peaked at $340K in Q3 2015. 42 funds tracked by Wall St. Rank hold MNA as of Q4 2015.

Hengehold Capital Management reported no remaining NYLIM Merger Arbitrage ETF position as of Q4 2015 after selling out during the quarter.
Hengehold Capital Management sold 12,234 NYLIM Merger Arbitrage ETF shares in Q4 2015, an estimated $340K.
Hengehold Capital Management first reported a position in NYLIM Merger Arbitrage ETF in Q4 2014 and held it in 4 quarters.
Hengehold Capital Management's NYLIM Merger Arbitrage ETF position peaked at $340K in Q3 2015.
42 funds tracked by Wall St. Rank held NYLIM Merger Arbitrage ETF as of Q4 2015.

Based on Hengehold Capital Management's 13F filing for Q4 2015, filed 25 Jan 2016.