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MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.16M +$1.55M +94,788 +42%
Bank of America
2
Bank of America
North Carolina
$4.09M +$2M +122,236 +92%
AAM
3
Advisors Asset Management
Colorado
$2.74M +$871K +53,213 +45%
CA
4
Cetera Advisors
Colorado
$1.11M +$1.13M +69,062 New
U
5
UBS
Switzerland
$971K +$867K +52,975 +714%
GC
6
Guggenheim Capital
Illinois
$928K -$94.7K -5,785 -9%
LPL Financial
7
LPL Financial
California
$826K +$323K +19,745 +60%
BTS
8
BB&T Securities
Virginia
$728K +$49.1K +3,000 +7%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$651K +$663K +40,503 New
First Trust Advisors
10
First Trust Advisors
Illinois
$589K -$45.9K -2,801 -7%
RJA
11
Raymond James & Associates
Florida
$543K -$54.3K -3,319 -9%
VanEck Associates
12
VanEck Associates
New York
$233K -$50.2K -3,067 -17%
Wells Fargo
13
Wells Fargo
California
$205K -$14.5K -883 -6%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$167K +$170K +10,400 New
TRCT
15
Tower Research Capital (TRC)
New York
$149K +$108K +6,568 +240%
Citigroup
16
Citigroup
New York
$60K -$10.1K -615 -14%
FHA
17
First Horizon Advisors
Tennessee
$40K +$40.9K +2,500 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$32K +$32.7K +2,000 New
MWP
19
MYCIO Wealth Partners
Pennsylvania
$23K +$23.3K +1,425 New
Barclays
20
Barclays
United Kingdom
$8K +$8.56K +523 New
RJFSA
21
Raymond James Financial Services Advisors
Florida
-$486K -27,022 Closed
Jane Street
22
Jane Street
New York
-$302K -16,806 Closed