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MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.07M -$4.42M -273,452 -34%
Bank of America
2
Bank of America
North Carolina
$4.6M -$6.95M -429,743 -58%
Wells Fargo
3
Wells Fargo
California
$3.56M -$156K -9,679 -4%
Raymond James Financial
4
Raymond James Financial
Florida
$3.31M +$3.58M +221,712 New
COLIM
5
City of London Investment Management
United Kingdom
$3M -$970K -59,986 -23%
Ameriprise
6
Ameriprise
Minnesota
$2.54M -$2.01M -124,139 -42%
UBS Group
7
UBS Group
Switzerland
$2.49M +$829K +51,287 +44%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.16M +$79.7K +4,932 +4%
NA
9
NewEdge Advisors
Louisiana
$1.99M +$578K +35,743 +37%
HWAM
10
Hennion & Walsh Asset Management
New Jersey
$1.79M +$1.94M +119,911 New
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.38M +$1.5M +92,647 New
IA
12
Intellus Advisors
Florida
$1.34M +$1.45M +89,443 New
PMG
13
ProVise Management Group
Florida
$1.33M +$54.6K +3,378 +4%
AAM
14
Advisors Asset Management
Colorado
$1.31M -$573K -35,426 -29%
PAS
15
Park Avenue Securities
New York
$1.3M +$1.41M +87,242 New
LSC
16
Logan Stone Capital
Illinois
$1.22M +$1.33M +82,017 New
RAM
17
Readystate Asset Management
Illinois
$1.21M +$1.32M +81,363 New
LPL Financial
18
LPL Financial
California
$1.18M -$1.7M -104,993 -57%
SP
19
Stonebrook Private
Michigan
$1.13M -$12.6K -782 -1%
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$841K +$910K +56,328 New
XF
21
XML Financial
Maryland
$710K -$1.4M -86,526 -65%
Stifel Financial
22
Stifel Financial
Missouri
$625K -$108K -6,685 -14%
NWMP
23
Noble Wealth Management PBC
Colorado
$597K +$647K +40,000 New
SFWA
24
Summit Financial Wealth Advisors
Louisiana
$536K -$112K -6,921 -17%
EH
25
Equitable Holdings
New York
$528K +$18K +1,115 +3%