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MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HWAM
1
Hennion & Walsh Asset Management
New Jersey
$10.6M +$3.24M +218,799 +45%
Raymond James Financial
2
Raymond James Financial
Florida
$8.59M +$980K +66,168 +13%
Morgan Stanley
3
Morgan Stanley
New York
$8.14M -$483K -32,593 -6%
GC
4
Guggenheim Capital
Illinois
$6.36M +$1.91M +128,807 +44%
Bank of America
5
Bank of America
North Carolina
$4.42M -$510K -34,415 -11%
Wells Fargo
6
Wells Fargo
California
$3.55M -$581K -39,197 -14%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.29M -$151K -10,197 -6%
LPL Financial
8
LPL Financial
California
$1.92M +$124K +8,348 +7%
NA
9
NewEdge Advisors
Louisiana
$1.68M -$362K -24,405 -18%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$1.46M -$593 -40 -0%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.45M -$283K -19,070 -17%
PMG
12
ProVise Management Group
Florida
$1.34M -$16.8K -1,133 -1%
COLIM
13
City of London Investment Management
United Kingdom
$1.32M
PAS
14
Park Avenue Securities
New York
$1.3M -$270K -18,241 -18%
IA
15
Intellus Advisors
Florida
$1.27M -$103K -6,964 -8%
NWMP
16
Noble Wealth Management PBC
Colorado
$1.18M +$1.16M +78,125 New
UBS Group
17
UBS Group
Switzerland
$1.06M -$521K -35,162 -33%
Mercer Global Advisors
18
Mercer Global Advisors
Colorado
$764K +$147K +9,926 +24%
WA
19
Whipplewood Advisors
Colorado
$750K +$17.6K +1,189 +2%
ACA
20
Ackerman Capital Advisors
Texas
$710K +$178K +12,004 +34%
Cohen & Steers
21
Cohen & Steers
New York
$681K +$222K +15,000 +50%
Stifel Financial
22
Stifel Financial
Missouri
$679K +$18K +1,214 +3%
AQR Capital Management
23
AQR Capital Management
Connecticut
$621K +$7.41K +500 +1%
WS
24
Wedbush Securities
California
$490K -$20.7K -1,400 -4%
SPIA
25
Steward Partners Investment Advisory
New York
$489K +$4K +270 +0.8%