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MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HWAM
1
Hennion & Walsh Asset Management
New Jersey
$11M +$585K +38,972 +6%
Raymond James Financial
2
Raymond James Financial
Florida
$8.95M +$512K +34,129 +6%
Morgan Stanley
3
Morgan Stanley
New York
$6.95M -$1.06M -70,832 -13%
GC
4
Guggenheim Capital
Illinois
$6.69M +$445K +29,643 +7%
RCM
5
Robinson Capital Management
Michigan
$5.64M +$5.7M +379,555 New
Bank of America
6
Bank of America
North Carolina
$4.81M +$465K +30,959 +11%
Wells Fargo
7
Wells Fargo
California
$3.81M +$324K +21,567 +9%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.27M +$18.1K +1,204 +0.8%
LSC
9
Logan Stone Capital
Illinois
$1.45M +$1.46M +97,306 New
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$1.45M +$10.8K +722 +0.7%
NA
11
NewEdge Advisors
Louisiana
$1.43M -$224K -14,901 -13%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.36M -$56.7K -3,776 -4%
PMG
13
ProVise Management Group
Florida
$1.36M +$43.5K +2,898 +3%
WAM
14
Wolverine Asset Management
Illinois
$1.31M +$1.32M +88,173 New
COLIM
15
City of London Investment Management
United Kingdom
$1.3M
NWMP
16
Noble Wealth Management PBC
Colorado
$1.28M +$118K +7,868 +10%
IA
17
Intellus Advisors
Florida
$1.24M -$7.68K -512 -0.6%
PAS
18
Park Avenue Securities
New York
$1.2M -$77.7K -5,176 -6%
HNH
19
Hopwood Nicholas Hunter
$1.07M +$1.08M +71,798 New
Pathstone Holdings
20
Pathstone Holdings
New Jersey
$1.04M +$1.04M +69,607 New
ACA
21
Ackerman Capital Advisors
Texas
$990K +$295K +19,646 +42%
UBS Group
22
UBS Group
Switzerland
$971K -$76.6K -5,104 -7%
Balyasny Asset Management
23
Balyasny Asset Management
Illinois
$931K +$940K +62,636 New
WFP
24
Worthington Financial Partners
Ohio
$911K +$919K +61,259 New
LPL Financial
25
LPL Financial
California
$839K -$1.06M -70,476 -56%