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MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.1M +$2.24M +123,793 +9%
Bank of America
2
Bank of America
North Carolina
$14.8M +$1.87M +103,395 +12%
RJA
3
Raymond James & Associates
Florida
$8.72M +$672K +37,190 +7%
XF
4
XML Financial
Maryland
$4.84M +$5.61M +310,499 New
GC
5
Guggenheim Capital
Illinois
$4.58M +$1.22M +67,629 +30%
UBS Group
6
UBS Group
Switzerland
$3.36M -$303K -16,760 -7%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.24M -$698K -38,676 -16%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$3.02M +$826K +45,725 +31%
AAM
9
Advisors Asset Management
Colorado
$3M +$625K +34,610 +22%
TCA
10
Transcend Capital Advisors
New Jersey
$2.79M -$107K -5,933 -3%
Wells Fargo
11
Wells Fargo
California
$2.34M +$83.2K +4,606 +3%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$1.69M -$242K -13,416 -11%
PMG
13
ProVise Management Group
Florida
$1.45M +$74.8K +4,140 +5%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.36M -$258K -14,263 -14%
LPL Financial
15
LPL Financial
California
$1.03M +$1.03K +57 +0.1%
SFWA
16
Summit Financial Wealth Advisors
Louisiana
$1M +$23.5K +1,300 +2%
Stifel Financial
17
Stifel Financial
Missouri
$927K +$157K +8,705 +17%
Cohen & Steers
18
Cohen & Steers
New York
$905K +$351K +19,411 +50%
EH
19
Equitable Holdings
New York
$868K +$499K +27,619 +98%
LFS
20
Legacy Financial Strategies
Kansas
$856K -$120K -6,638 -11%
WWM
21
Western Wealth Management
Colorado
$824K +$956K +52,920 New
KWM
22
Kingsview Wealth Management
Oregon
$680K +$33.3K +1,843 +4%
USCWA
23
U.S. Capital Wealth Advisors
Texas
$618K +$9.03K +500 +1%
SPIA
24
Steward Partners Investment Advisory
New York
$604K +$81.8K +4,527 +13%
CA
25
Cetera Advisors
Colorado
$596K -$41.4K -2,290 -6%