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NYLIM MacKay DefinedTerm Muni Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CFGSD
51
Compass Financial Group (South Dakota)
South Dakota
$217K – – –
ICMP
52
Integrated Capital Management (Pennsylvania)
Pennsylvania
$216K -$57.9K -3,810 -21%
Cerity Partners
53
Cerity Partners
New York
$215K – – –
EH
54
Equitable Holdings
New York
$208K -$29.3K -1,930 -13%
MSFS
55
Main Street Financial Solutions
Pennsylvania
$191K -$21.4K -1,406 -10%
Nomura Holdings
56
Nomura Holdings
Japan
$189K -$69K -4,540 -27%
OC
57
Oppenheimer & Co
New York
$174K +$15.7K +1,034 +10%
AAP
58
Arax Advisory Partners
Colorado
$169K +$30.4K +2,000 +22%
BPA
59
Beacon Pointe Advisors
California
$161K +$158K +10,415 New
PPW
60
Pasadena Private Wealth
California
$155K – – –
HI
61
Harbour Investments
Wisconsin
$73.2K – – –
CA
62
CoreCap Advisors
Michigan
$60.6K – – –
PF
63
PlanVest Financial
Maryland
$60.5K – – –
Fifth Third Bancorp
64
Fifth Third Bancorp
Ohio
$56.5K – – –
KFA
65
Kelleher Financial Advisors
New York
$28.5K +$14K +920 +100%
SWIM
66
Smallwood Wealth Investment Management
New Jersey
$11.5K – – –
FIA
67
FNY Investment Advisers
New York
$9K – – –
FFA
68
Farther Finance Advisors
California
$7.75K – – –
IAS
69
IMA Advisory Services
Colorado
$1.46K +$1.43K +94 New
MWPCG
70
Measured Wealth Private Client Group
New Hampshire
$217 – – –
LSC
71
Logan Stone Capital
Illinois
– -$967K -65,102 Closed
WS
72
Wedbush Securities
California
– -$458K -30,822 Closed
NW
73
NewEdge Wealth
Pennsylvania
– -$171K -11,520 Closed
WAM
74
Wolverine Asset Management
Illinois
– -$165K -11,101 Closed