|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$11.2M
|
-$968K
|
-70,813
|
-8%
|
|
|
2
|
1607 Capital Partners
Richmond,
Virginia
|
$10.7M
|
-$3.12M
|
-228,300
|
-23%
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$8.3M
|
+$6.14M
|
+449,210
|
+291%
|
|
|
4
|
Raymond James & Associates
St Petersburg,
Florida
|
$5.45M
|
+$630K
|
+46,059
|
+13%
|
|
|
5
|
|
$2.85M
|
-$151K
|
-11,030
|
-5%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$2.22M
|
+$225K
|
+16,438
|
+11%
|
|
|
7
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.72M
|
+$198K
|
+14,454
|
+13%
|
|
|
8
|
Shaker Financial Services
Arlington,
Virginia
|
$1.3M
|
+$1.3M
|
+94,870
|
New
|
|
|
9
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$1.11M
|
+$79K
|
+5,777
|
+8%
|
|
|
10
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$761K
|
+$757K
|
+55,400
|
New
|
|
|
11
|
Saba Capital Management
New York
|
$692K
|
+$13.7K
|
+1,000
|
+2%
|
|
|
12
|
Stifel Financial
St. Louis,
Missouri
|
$623K
|
-$643
|
-47
|
-0.1%
|
|
|
13
|
UBS Group
Zurich,
Switzerland
|
$448K
|
-$878K
|
-64,187
|
-66%
|
|
|
14
|
Clough Capital Partners
Boston,
Massachusetts
|
$299K
|
+$298K
|
+21,764
|
New
|
|
|
15
|
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
$251K
|
-$78.6K
|
-5,750
|
-24%
|
|
|
16
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$245K
|
+$16.4K
|
+1,201
|
+7%
|
|
|
17
|
Aviance Capital Partners
Naples,
Florida
|
$192K
|
+$46.8K
|
+3,425
|
+32%
|
|
|
18
|
Guggenheim Capital
Chicago,
Illinois
|
$171K
|
+$17.3K
|
+1,265
|
+11%
|
|
|
19
|
Laurion Capital Management
New York
|
$168K
|
+$167K
|
+12,191
|
New
|
|
|
20
|
Virtu KCG Holdings
New York
|
$149K
|
+$148K
|
+10,857
|
New
|
|
|
21
|
Bank of America
Charlotte,
North Carolina
|
$63K
|
-$264K
|
-19,292
|
-81%
|
|
|
22
|
Creative Planning
Overland Park,
Kansas
|
$22K
|
–
|
–
|
–
|
|
|
23
|
IFP Advisors
Tampa,
Florida
|
$19K
|
–
|
–
|
–
|
|
|
24
|
SEI Investments
Oaks,
Pennsylvania
|
$18K
|
+$17.8K
|
+1,300
|
New
|
|
|
25
|
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
|
$8K
|
+$137
|
+10
|
+2%
|
|
