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LGI

Lazard Global Total Return & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$9.25M +$1.03M +77,236 +13%
1CP
2
1607 Capital Partners
Virginia
$4.84M +$359K +26,821 +8%
Morgan Stanley
3
Morgan Stanley
New York
$4.3M +$75.7K +5,665 +2%
Wells Fargo
4
Wells Fargo
California
$4.09M +$1.29M +96,186 +50%
Stifel Financial
5
Stifel Financial
Missouri
$3.95M -$60.6K -4,531 -2%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$3.19M +$3.02M +226,094 New
SIA
7
Sit Investment Associates
Minnesota
$2.5M +$2.2M +164,218 +1,250%
KIM
8
Karpus Investment Management
New York
$2.39M -$3.23M -241,198 -59%
Bank of America
9
Bank of America
North Carolina
$2.16M -$39.4K -2,944 -2%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$1.99M +$1.87M +140,099 +10,463%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.42M -$206K -15,433 -13%
Invesco
12
Invesco
Georgia
$1.4M +$45.9K +3,434 +4%
UBS Group
13
UBS Group
Switzerland
$1.05M -$30.7K -2,296 -3%
PAG
14
Private Advisor Group
New Jersey
$982K +$179K +13,375 +24%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$920K -$14.7K -1,096 -2%
BlackRock
16
BlackRock
New York
$641K
First Trust Advisors
17
First Trust Advisors
Illinois
$622K -$29K -2,172 -5%
TWM
18
Titus Wealth Management
California
$561K +$8.02K +600 +2%
AA
19
AQR Arbitrage
Connecticut
$421K +$399K +29,872 New
9WM
20
9258 Wealth Management
Ohio
$388K -$3.36K -251 -0.9%
DA
21
Doliver Advisors
Texas
$353K +$92.3K +6,905 +38%
UCFA
22
United Capital Financial Advisors
Texas
$332K +$7.35K +550 +2%
LPL Financial
23
LPL Financial
California
$328K +$20.8K +1,554 +7%
CAN
24
Cetera Advisor Networks
California
$258K -$477K -35,694 -66%
SKK
25
Shepherd Kaplan Krochuk
Massachusetts
$248K