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LGI

Lazard Global Total Return & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$21.3M -$468K -27,410 -2%
Morgan Stanley
2
Morgan Stanley
New York
$5.46M -$103K -6,064 -2%
KIM
3
Karpus Investment Management
New York
$4.47M +$786K +46,044 +22%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.9M +$1.45M +85,040 +62%
Wells Fargo
5
Wells Fargo
California
$2.93M -$198K -11,606 -7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.23M -$81.9K -4,802 -4%
U
7
UBS
Switzerland
$1.41M +$306K +17,951 +29%
HSBC Holdings
8
HSBC Holdings
United Kingdom
$1.05M
RJA
9
Raymond James & Associates
Florida
$896K +$141K +8,252 +19%
Bank of America
10
Bank of America
North Carolina
$426K -$150K -8,792 -27%
SKK
11
Shepherd Kaplan Krochuk
Massachusetts
$423K
DA
12
Doliver Advisors
Texas
$253K -$346K -20,289 -59%
SFS
13
Shaker Financial Services
Virginia
$243K -$12.7K -746 -5%
AQR Capital Management
14
AQR Capital Management
Connecticut
$228K -$49.8K -2,920 -18%
ACP
15
Aviance Capital Partners
Florida
$207K
Barclays
16
Barclays
United Kingdom
$184K +$7.3K +428 +4%
LPL Financial
17
LPL Financial
California
$182K -$20.5K -1,200 -10%
CIA
18
Capital Investment Advisors
Georgia
$129K +$125K +7,300 New
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$88K +$34.1K +2,000 +67%
AIG
20
American International Group
New York
$39K
Citigroup
21
Citigroup
New York
$24K +$14.5K +849 +173%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$24K +$23.3K +1,365 New
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$12K +$11.9K +700 New
TRCT
24
Tower Research Capital (TRC)
New York
$7K +$6.82K +400 New
Ameriprise
25
Ameriprise
Minnesota
$4K +$3.41K +200 New