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LGI

Lazard Global Total Return & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$20.5M +$21.1M +1,251,776 New
Morgan Stanley
2
Morgan Stanley
New York
$4.99M +$5.15M +305,080 New
RJFSA
3
Raymond James Financial Services Advisors
Florida
$4.4M +$4.54M +269,037 New
KIM
4
Karpus Investment Management
New York
$2.87M +$2.96M +175,588 New
Wells Fargo
5
Wells Fargo
California
$2.75M +$2.84M +168,251 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.13M +$2.2M +130,586 New
U
7
UBS
Switzerland
$981K +$1.01M +60,064 New
HSBC Holdings
8
HSBC Holdings
United Kingdom
$972K +$1M +59,510 New
Bank of America
9
Bank of America
North Carolina
$514K +$530K +31,452 New
SKK
10
Shepherd Kaplan Krochuk
Massachusetts
$375K +$387K +22,945 New
SFS
11
Shaker Financial Services
Virginia
$336K +$347K +20,558 New
AQR Capital Management
12
AQR Capital Management
Connecticut
$314K +$324K +19,239 New
DA
13
Doliver Advisors
Texas
$312K +$322K +19,115 New
RJA
14
Raymond James & Associates
Florida
$250K +$258K +15,275 New
TC
15
TFS Capital
Pennsylvania
$249K +$257K +15,265 New
ACP
16
Aviance Capital Partners
Florida
$170K +$175K +10,375 New
Barclays
17
Barclays
United Kingdom
$120K +$124K +7,363 New
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$50K +$50.6K +3,000 New
AIG
19
American International Group
New York
$36.2K +$37.3K +2,214 New
Citigroup
20
Citigroup
New York
$23K +$24.4K +1,445 New
TRCT
21
Tower Research Capital (TRC)
New York
$4K +$3.91K +232 New