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LGI

Lazard Global Total Return & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$20.7M -$253K -15,323 -1%
Morgan Stanley
2
Morgan Stanley
New York
$5.29M +$179K +10,840 +4%
KIM
3
Karpus Investment Management
New York
$3.47M +$526K +31,803 +18%
Wells Fargo
4
Wells Fargo
California
$2.98M +$157K +9,502 +6%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.28M -$2.19M -132,581 -49%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.2M +$9.41K +569 +0.4%
U
7
UBS
Switzerland
$1.04M +$33.1K +2,005 +3%
HSBC Holdings
8
HSBC Holdings
United Kingdom
$996K
RJA
9
Raymond James & Associates
Florida
$713K +$452K +27,330 +179%
DA
10
Doliver Advisors
Texas
$580K +$257K +15,556 +81%
Bank of America
11
Bank of America
North Carolina
$552K +$25.4K +1,538 +5%
SKK
12
Shepherd Kaplan Krochuk
Massachusetts
$402K +$18K +1,090 +5%
AQR Capital Management
13
AQR Capital Management
Connecticut
$266K -$55.4K -3,353 -17%
SFS
14
Shaker Financial Services
Virginia
$244K -$99.2K -6,000 -29%
ACP
15
Aviance Capital Partners
Florida
$197K +$23.1K +1,400 +13%
LPL Financial
16
LPL Financial
California
$194K +$190K +11,509 New
Barclays
17
Barclays
United Kingdom
$166K +$49.8K +3,010 +41%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$50K
AIG
19
American International Group
New York
$37.1K
Citigroup
20
Citigroup
New York
$8K -$15.8K -954 -66%
TC
21
TFS Capital
Pennsylvania
-$249K -15,265 Closed
TRCT
22
Tower Research Capital (TRC)
New York
-$4K -232 Closed
WF
23
WealthTrust Fairport
Ohio
+$413 +25 New