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Lazard Global Total Return & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Guggenheim Capital
26
Guggenheim Capital
Illinois
$200K -$27.4K -1,894 -12%
Osaic Holdings
27
Osaic Holdings
Arizona
$198K -$28.5K -1,973 -13%
TCA
28
Transcend Capital Advisors
New Jersey
$197K – – –
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$196K -$92K -6,355 -32%
ME
30
McIlrath & Eck
Washington
$88.6K – – –
Carson Wealth (CWM LLC)
31
Carson Wealth (CWM LLC)
Nebraska
$43K +$42.5K +2,938 New
CoreCap Advisors
32
CoreCap Advisors
Michigan
$16.6K +$16.4K +1,135 New
JMF
33
Johnson Midwest Financial
Iowa
$15K – – –
SSB
34
Sandy Spring Bank
Maryland
$14.6K -$21.7K -1,500 -60%
PFA
35
Pathway Financial Advisers
Indiana
$11K +$10.9K +750 New
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$7K +$188 +13 +3%
MCC
37
Money Concepts Capital
Florida
$3.65K +$3.6K +249 New
APC
38
Aspire Private Capital
North Carolina
$2.4K – – –
Parallel Advisors
39
Parallel Advisors
California
$2.33K – – –
JP Morgan Chase
40
JP Morgan Chase
New York
$2K +$1.55K +107 New
RA
41
Rise Advisors
New York
$1.11K +$275 +19 +3%
SFS
42
Shaker Financial Services
Virginia
– -$255K -18,832 Closed
Cetera Advisors
43
Cetera Advisors
Colorado
– -$177K -13,098 Closed
GWSG
44
GPS Wealth Strategies Group
Colorado
– -$40K -2,930 Closed
SCA
45
Stonebridge Capital Advisors
Minnesota
– -$18K -1,323 Closed
AIM
46
Axiom Investment Management
New York
– -$14K -1,018 Closed