Rockefeller Capital Management’s Lazard Global Total Return & Income Fund LGI Stock Holding History

Rockefeller Capital Management’s Portfolio LGI Stock Details LGI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-509	Closed	-$7K	–	3052
2022 Q4	$7K	Buy	509 +13	+3%	+$188	﹤0.01%	3229
2022 Q3	$6K	Buy	496 +11	+2%	+$176	﹤0.01%	3283
2022 Q2	$7K	Buy	+485	New	+$7.8K	﹤0.01%	3301
2021 Q2	–	Sell	-1,560	Closed	-$29K	–	3528
2021 Q1	$29K	Hold	1,560	–	–	﹤0.01%	2116
2020 Q4	$27K	Hold	1,560	–	–	﹤0.01%	1888
2020 Q3	$24K	Hold	1,560	–	–	﹤0.01%	1731
2020 Q2	$22K	Hold	1,560	–	–	﹤0.01%	1647
2020 Q1	$19K	Hold	1,560	–	–	﹤0.01%	1532
2019 Q4	$26K	Buy	+1,560	New	+$24.5K	﹤0.01%	1318

Other funds holding LGI

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

IWC

Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Rockefeller Capital Management's LGI Position: Q1 2023 in Review

Rockefeller Capital Management sold out of Lazard Global Total Return & Income Fund (LGI) in Q1 2023, closing a stake of 509 shares — an estimated $7K sold.

Rockefeller Capital Management first reported a position in LGI in Q4 2019 and held it in 9 quarters. The position peaked at $29K in Q1 2021. 36 funds tracked by Wall St. Rank hold LGI as of Q1 2023.

Rockefeller Capital Management reported no remaining Lazard Global Total Return & Income Fund position as of Q1 2023 after selling out during the quarter.
Rockefeller Capital Management sold 509 Lazard Global Total Return & Income Fund shares in Q1 2023, an estimated $7K.
Rockefeller Capital Management first reported a position in Lazard Global Total Return & Income Fund in Q4 2019 and held it in 9 quarters.
Rockefeller Capital Management's Lazard Global Total Return & Income Fund position peaked at $29K in Q1 2021.
36 funds tracked by Wall St. Rank held Lazard Global Total Return & Income Fund as of Q1 2023.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.