Innovator US Small Cap Power Buffer ETF October
KOCT
79 hedge funds and large institutions have $57.4M invested in Innovator US Small Cap Power Buffer ETF October in 2023 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 32 increasing their positions, 9 reducing their positions, and 3 closing their positions.
867% more first-time investments, than exits
New positions opened: 29 | Existing positions closed: 3
256% more repeat investments, than reductions
Existing positions increased: 32 | Existing positions reduced: 9
84% more capital invested
Capital invested by funds: $31.2M → $57.4M (+$26.2M)
46% more funds holding
Funds holding: 54 → 79 (+25)
4.89% more ownership
Funds ownership: 59.32% → 64.21% (+4.9%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GSIS
Global Strategic Investment Solutions
Scottsdale,
Arizona
|
+$6.51M |
| 2 |
Osaic Holdings
Scottsdale,
Arizona
|
+$2.03M |
| 3 |
Truist Financial
Charlotte,
North Carolina
|
+$1.71M |
| 4 |
Envestnet Asset Management
Chicago,
Illinois
|
+$1.61M |
| 5 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$1.31M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
-$1.29M |
| 2 |
WIA
World Investment Advisors
Santa Barbara,
California
|
-$903K |
| 3 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$809K |
| 4 |
FMWA
Forvis Mazars Wealth Advisors
Springfield,
Missouri
|
-$312K |
| 5 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
-$28.1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TVAMP
76
Tennessee Valley Asset Management Partners
Knoxville,
Tennessee
| $6.88K | +$6.47K | +250 | New |
|
|
CIAS
77
Capital Investment Advisory Services
Raleigh,
North Carolina
| $1.65K | – | – | – |
|
|
CJ
78
Caitlin John
Brighton,
Michigan
| $303 | +$285 | +11 | New |
|
79
Morgan Stanley
New York
| $56 | +$52 | +2 | New |
|
|
WIA
80
World Investment Advisors
Santa Barbara,
California
| – | -$903K | -33,797 | Closed |
|
|
OMC
81
Old Mission Capital
Chicago,
Illinois
| – | -$809K | -31,509 | Closed |
|
82
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$7K | -260 | Closed |
|
KOCT Hedge Fund Activity: Q4 2023 in Review
79 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF October (KOCT) for Q4 2023, worth a combined $57.4M — up 84% from $31.2M a quarter earlier.
Buyers outnumbered sellers: 29 funds opened new KOCT positions and 3 closed out — a net gain of 26 holders — while 32 added to existing stakes and 9 trimmed.
The largest buyer was Global Strategic Investment Solutions, adding an estimated $6.51M. The largest seller was Avantax Advisory Services, cutting an estimated $1.29M.
- 79 institutional investors held Innovator US Small Cap Power Buffer ETF October (KOCT) as of Q4 2023, up from 54 in Q3 2023.
- Funds reported $57.4M of Innovator US Small Cap Power Buffer ETF October stock for Q4 2023, up 84% quarter-over-quarter.
- 29 funds opened new Innovator US Small Cap Power Buffer ETF October positions in Q4 2023 and 3 closed out, a net change of +26 holders.
- The largest Innovator US Small Cap Power Buffer ETF October buyer in Q4 2023 was Global Strategic Investment Solutions, an estimated $6.51M added.
- The largest Innovator US Small Cap Power Buffer ETF October seller in Q4 2023 was Avantax Advisory Services, an estimated $1.29M sold.
Based on aggregated 13F filings for Q4 2023.