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Innovator US Small Cap Power Buffer ETF October
KOCT

79 hedge funds and large institutions have $57.4M invested in Innovator US Small Cap Power Buffer ETF October in 2023 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 32 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

867% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 3

256% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 9

84% more capital invested

Capital invested by funds: $31.2M → $57.4M (+$26.2M)

46% more funds holding

Funds holding: 54 → 79 (+25)

4.89% more ownership

Funds ownership: 59.32% → 64.21% (+4.9%)

Holders
79
Holders Change
+25
Holders Change %
+46.3%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
29
Increased
32
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GSIS
Global Strategic Investment Solutions
Arizona
+$6.51M
2
Osaic Holdings
Osaic Holdings
Arizona
+$2.03M
3
Truist Financial
Truist Financial
North Carolina
+$1.71M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$1.61M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.31M

Top Sellers

Rank Fund Capital Flow
1
AAS
Avantax Advisory Services
Texas
-$1.29M
2
WIA
World Investment Advisors
California
-$903K
3
OMC
Old Mission Capital
Illinois
-$809K
4
FMWA
Forvis Mazars Wealth Advisors
Missouri
-$312K
5
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
-$28.1K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
26
Raymond James & Associates
Florida
$647K +$609K +23,527 New
Cetera Investment Advisers
27
Cetera Investment Advisers
Illinois
$642K +$179K +6,895 +42%
LNC
28
Lincoln National Corp
Pennsylvania
$639K +$142K +5,485 +31%
CAG
29
Compass Advisory Group
New York
$623K +$27.9K +1,078 +5%
ETIA
30
Epic Trust Investment Advisors
Washington
$620K +$32.7K +1,263 +6%
IFG
31
Independent Financial Group
California
$590K +$25.9K +1,000 +5%
LIWM
32
Long Island Wealth Management
New York
$533K +$501K +19,360 New
SAG
33
SageView Advisory Group
California
$531K +$500K +19,328 New
FFA
34
Fragasso Financial Advisors
Pennsylvania
$510K – – –
Citadel Advisors
35
Citadel Advisors
Florida
$485K -$20.2K -779 -4%
KAS
36
Kestra Advisory Services
Texas
$471K +$179K +6,915 +68%
BWM
37
BCS Wealth Management
Tennessee
$414K +$136K +5,235 +53%
ASN
38
Advisory Services Network
Georgia
$412K +$387K +14,954 New
PCS
39
Personal CFO Solutions
New Jersey
$404K +$380K +14,684 New
DI
40
Diligent Investors
California
$388K +$365K +14,083 New
WA
41
Wealth Alliance
New York
$375K +$25.5K +986 +8%
MWM
42
Maltin Wealth Management
New Jersey
$366K +$344K +13,299 New
CA
43
Cetera Advisors
Colorado
$347K – – –
WP
44
WealthSource Partners
California
$338K +$12.3K +475 +4%
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
$337K +$317K +12,242 New
BFG
46
Berger Financial Group
Minnesota
$285K +$268K +10,348 New
CFS
47
CRA Financial Services
New Jersey
$283K +$31.6K +1,220 +13%
FCFC
48
First Commonwealth Financial Corp
Pennsylvania
$275K – – –
AWS
49
Atria Wealth Solutions
New York
$271K +$255K +9,850 New
Jane Street
50
Jane Street
New York
$270K +$254K +9,799 New
1
2
3 4

KOCT Hedge Fund Activity: Q4 2023 in Review

79 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF October (KOCT) for Q4 2023, worth a combined $57.4M — up 84% from $31.2M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new KOCT positions and 3 closed out — a net gain of 26 holders — while 32 added to existing stakes and 9 trimmed.

The largest buyer was Global Strategic Investment Solutions, adding an estimated $6.51M. The largest seller was Avantax Advisory Services, cutting an estimated $1.29M.

  • 79 institutional investors held Innovator US Small Cap Power Buffer ETF October (KOCT) as of Q4 2023, up from 54 in Q3 2023.
  • Funds reported $57.4M of Innovator US Small Cap Power Buffer ETF October stock for Q4 2023, up 84% quarter-over-quarter.
  • 29 funds opened new Innovator US Small Cap Power Buffer ETF October positions in Q4 2023 and 3 closed out, a net change of +26 holders.
  • The largest Innovator US Small Cap Power Buffer ETF October buyer in Q4 2023 was Global Strategic Investment Solutions, an estimated $6.51M added.
  • The largest Innovator US Small Cap Power Buffer ETF October seller in Q4 2023 was Avantax Advisory Services, an estimated $1.29M sold.

Based on aggregated 13F filings for Q4 2023.