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Innovator US Small Cap Power Buffer ETF October
KOCT

54 hedge funds and large institutions have $31.2M invested in Innovator US Small Cap Power Buffer ETF October in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 22 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 54 → 54 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

5.38% less ownership

Funds ownership: 64.7% → 59.32% (-5.4%)

36% less capital invested

Capital invested by funds: $49.1M → $31.2M (-$17.8M)

59% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 22

Holders
54
Holders Change
–
Holders Change %
0%
% of All Funds
0.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
9
Reduced
22
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BCM
Brookstone Capital Management
Illinois
+$928K
2
WIA
World Investment Advisors
California
+$915K
3
OMC
Old Mission Capital
Illinois
+$853K
4
AAS
Avantax Advisory Services
Texas
+$163K
5
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$141K

Top Sellers

Rank Fund Capital Flow
1
HighTower Advisors
HighTower Advisors
Illinois
-$14.8M
2
GSIS
Global Strategic Investment Solutions
Arizona
-$1.23M
3
ICG
InterOcean Capital Group
Tennessee
-$607K
4
SAG
SageView Advisory Group
California
-$412K
5
GS
GTS Securities
New York
-$376K
Name Holding Trade Value Shares
Change 		Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$472K +$108 +4 +0%
LNC
27
Lincoln National Corp
Pennsylvania
$455K -$37.3K -1,376 -7%
Cetera Investment Advisers
28
Cetera Investment Advisers
Illinois
$422K – – –
WA
29
Wealth Alliance
New York
$324K +$37K +1,365 +12%
CA
30
Cetera Advisors
Colorado
$324K – – –
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$312K +$26.1K +963 +9%
WP
32
WealthSource Partners
California
$304K – – –
AL
33
ACAS LLC
California
$262K -$25.7K -950 -9%
KAS
34
Kestra Advisory Services
Texas
$261K -$12.3K -454 -4%
FCFC
35
First Commonwealth Financial Corp
Pennsylvania
$256K -$3.44K -127 -1%
BWM
36
BCS Wealth Management
Tennessee
$252K – – –
HighTower Advisors
37
HighTower Advisors
Illinois
$247K -$14.8M -547,346 -98%
CWS
38
Cypress Wealth Services
California
$243K – – –
CAPTRUST Financial Advisors
39
CAPTRUST Financial Advisors
North Carolina
$239K – – –
T
40
TRUADVICE
Florida
$239K – – –
CFS
41
CRA Financial Services
New Jersey
$233K – – –
CAL
42
Capital Analysts LLC
Pennsylvania
$233K – – –
BWM
43
Brown Wealth Management
Illinois
$230K – – –
TC
44
TownSquare Capital
Utah
$230K – – –
PWA
45
Pillar Wealth Advisors
Pennsylvania
$206K -$10.5K -388 -5%
IA
46
IFP Advisors
Florida
$80.4K +$41.5K +1,533 +96%
GTAM
47
Global Trust Asset Management
Florida
$64.2K – – –
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$46.4K – – –
AF
49
Advisornet Financial
Minnesota
$39.7K +$41.8K +1,545 New
SWM
50
Sugarloaf Wealth Management
Georgia
$20K +$21.1K +779 New
1
2
3

KOCT Hedge Fund Activity: Q3 2023 in Review

54 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF October (KOCT) for Q3 2023, worth a combined $31.2M — down 36% from $49.1M a quarter earlier.

Fund positioning in KOCT was balanced in Q3 2023: 6 funds opened new positions, 6 closed out, 9 added to existing stakes and 22 trimmed.

The largest buyer was Brookstone Capital Management, opening a new position worth an estimated $928K. The largest seller was HighTower Advisors, cutting an estimated $14.8M.

  • 54 institutional investors held Innovator US Small Cap Power Buffer ETF October (KOCT) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $31.2M of Innovator US Small Cap Power Buffer ETF October stock for Q3 2023, down 36% quarter-over-quarter.
  • 6 funds opened new Innovator US Small Cap Power Buffer ETF October positions in Q3 2023 and 6 closed out, a net change of 0 holders.
  • The largest Innovator US Small Cap Power Buffer ETF October buyer in Q3 2023 was Brookstone Capital Management, an estimated $928K added.
  • The largest Innovator US Small Cap Power Buffer ETF October seller in Q3 2023 was HighTower Advisors, an estimated $14.8M sold.

Based on aggregated 13F filings for Q3 2023.