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Innovator US Small Cap Power Buffer ETF October
KOCT

52 hedge funds and large institutions have $60.4M invested in Innovator US Small Cap Power Buffer ETF October in 2022 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 16 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 3

243% more capital invested

Capital invested by funds: $17.6M → $60.4M (+$42.8M)

129% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 7

53% more funds holding

Funds holding: 34 → 52 (+18)

10.79% more ownership

Funds ownership: 54.95% → 65.75% (+11%)

Holders
52
Holders Change
+18
Holders Change %
+52.94%
% of All Funds
0.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
21
Increased
16
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HighTower Advisors
HighTower Advisors
Illinois
+$13.5M
2
GI
Gradient Investments
Minnesota
+$12.7M
3
VBFP
Valtinson Bruner Financial Planning
Minnesota
+$3.38M
4
GSIS
Global Strategic Investment Solutions
Arizona
+$1.46M
5
ICG
InterOcean Capital Group
Tennessee
+$1.45M

Top Sellers

Rank Fund Capital Flow
1
Wolverine Trading
Wolverine Trading
Illinois
-$215K
2
S
SignatureFD
Georgia
-$81K
3
Truist Financial
Truist Financial
North Carolina
-$67.7K
4
SAF
Smith Anglin Financial
Texas
-$30.6K
5
KAS
Kestra Advisory Services
Texas
-$27.4K
Name Holding Trade Value Shares
Change 		Change in
Stake
IFG
26
Independent Financial Group
California
$525K – – –
CA
27
Corrado Advisors
New Jersey
$504K +$503K +19,970 New
FFA
28
Fragasso Financial Advisors
Pennsylvania
$468K – – –
LNC
29
Lincoln National Corp
Pennsylvania
$424K +$174K +6,907 +70%
Cetera Investment Advisers
30
Cetera Investment Advisers
Illinois
$359K +$123K +4,879 +52%
BWM
31
BCS Wealth Management
Tennessee
$336K +$336K +13,322 New
CA
32
Cetera Advisors
Colorado
$318K +$48.1K +1,910 +18%
ACM
33
Arlington Capital Management
Illinois
$306K +$306K +12,127 New
AL
34
ACAS LLC
California
$303K +$303K +12,014 New
WP
35
WealthSource Partners
California
$298K +$298K +11,820 New
WA
36
Wealth Alliance
New York
$284K +$284K +11,258 New
T
37
TRUADVICE
Florida
$250K – – –
CWS
38
Cypress Wealth Services
California
$239K – – –
AWS
39
Atria Wealth Solutions
New York
$236K -$10.9K -431 -4%
CFS
40
CRA Financial Services
New Jersey
$229K +$229K +9,075 New
CAL
41
Capital Analysts LLC
Pennsylvania
$229K – – –
PWA
42
Pillar Wealth Advisors
Pennsylvania
$212K – – –
SAF
43
Smith Anglin Financial
Texas
$202K -$30.6K -1,215 -13%
CA
44
CoreCap Advisors
Michigan
$184K +$184K +7,308 New
IA
45
IFP Advisors
Florida
$179K +$30.7K +1,220 +20%
GTAM
46
Global Trust Asset Management
Florida
$63.1K +$63K +2,500 New
Rockefeller Capital Management
47
Rockefeller Capital Management
New York
$50K – – –
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$43.1K -$10.1K -400 -19%
JP Morgan Chase
49
JP Morgan Chase
New York
$32K +$32.1K +1,274 New
HI
50
Harbour Investments
Wisconsin
$14.6K +$4.79K +190 +49%
1
2
3

KOCT Hedge Fund Activity: Q4 2022 in Review

52 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Innovator US Small Cap Power Buffer ETF October (KOCT) for Q4 2022, worth a combined $60.4M — up 243% from $17.6M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new KOCT positions and 3 closed out — a net gain of 18 holders — while 16 added to existing stakes and 7 trimmed.

The largest buyer was HighTower Advisors, opening a new position worth an estimated $13.5M. The largest seller was Wolverine Trading, exiting entirely with an estimated $215K sold.

  • 52 institutional investors held Innovator US Small Cap Power Buffer ETF October (KOCT) as of Q4 2022, up from 34 in Q3 2022.
  • Funds reported $60.4M of Innovator US Small Cap Power Buffer ETF October stock for Q4 2022, up 243% quarter-over-quarter.
  • 21 funds opened new Innovator US Small Cap Power Buffer ETF October positions in Q4 2022 and 3 closed out, a net change of +18 holders.
  • The largest Innovator US Small Cap Power Buffer ETF October buyer in Q4 2022 was HighTower Advisors, an estimated $13.5M added.
  • The largest Innovator US Small Cap Power Buffer ETF October seller in Q4 2022 was Wolverine Trading, an estimated $215K sold.

Based on aggregated 13F filings for Q4 2022.