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Nuveen Preferred Securities & Income Opportunities Fund
JPI

Overview Fund Activity

27 hedge funds and large institutions have $65.7M invested in Nuveen Preferred Securities & Income Opportunities Fund in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 3 reducing their positions, and 5 closing their positions.

Holders
27
Holders Change
–
Holders Change %
0%
% of All Funds
0.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
14
Reduced
3
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BTS
1
BB&T Securities
Virginia
$29.8M
2
U
2
UBS
Switzerland
$5.95M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.28M
4
Invesco
4
Invesco
Georgia
$6.81M
5
SCM
5
Saba Capital Management
New York
$767K

Top Sellers

1
VFS
1
VSR Financial Services
Kansas
$2.33M
2
First Trust Advisors
2
First Trust Advisors
Illinois
$0
3
CWM
3
Cabot Wealth Management
Massachusetts
$0
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$0
5
Wells Fargo
5
Wells Fargo
California
$2.29M
Name Market Value Shares Shares
Change 		Shares
Change %
BTS
1
BB&T Securities
Virginia
$29.8M 131,234 +35,731 +37%
Invesco
2
Invesco
Georgia
$6.81M 300,146 +34,829 +13%
Cohen & Steers
3
Cohen & Steers
New York
$6.8M 299,762 +20,793 +7%
U
4
UBS
Switzerland
$5.95M 262,234 +203,974 +350%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.41M 106,302 +19,064 +22%
VFS
6
VSR Financial Services
Kansas
$2.33M 102,511 -31,117 -23%
Wells Fargo
7
Wells Fargo
California
$2.29M 100,875 -1,650 -2%
Morgan Stanley
8
Morgan Stanley
New York
$1.55M 68,464 +10,829 +19%
FAAS
9
First Allied Advisory Services
California
$1.48M 65,638 +19,138 +41%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.28M 56,455 +56,455 New
DD
11
Dominick & Dominick
New York
$1.03M 45,287 +1,176 +3%
SCM
12
Saba Capital Management
New York
$767K 33,822 +33,822 New
LPL Financial
13
LPL Financial
California
$744K 33,422 +33,422 New
Citigroup
14
Citigroup
New York
$498K 22,005 +555 +3%
PPA
15
Parametric Portfolio Associates
Washington
$440K 19,386 +19,386 New
DA
16
Doliver Advisors
Texas
$432K 19,044 +8,912 +88%
ICAS
17
Investors Capital Advisory Services
Massachusetts
$323K 14,262 – –
Bank of America
18
Bank of America
North Carolina
$271K 11,936 +5,311 +80%
GGPS
19
Gary Goldberg Planning Services
New York
$206K 9,070 +1,000 +12%
WAM
20
Wolverine Asset Management
Illinois
$130K 5,763 +4,507 +359%
BRWA
21
B. Riley Wealth Advisors
Florida
$88K 3,900 +3,900 New
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$68K 3,000 – –
AIG
23
American International Group
New York
$23.4K 1,030 – –
WRM
24
Westport Resources Management
Connecticut
$20K 900 +300 +50%
Ameriprise
25
Ameriprise
Minnesota
$15K 680 – –
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