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Nuveen Preferred Securities & Income Opportunities Fund
JPI

Overview Fund Activity

34 hedge funds and large institutions have $83M invested in Nuveen Preferred Securities & Income Opportunities Fund in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
34
Holders Change
+3
Holders Change %
+9.68%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
9
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
B
1
Baird
Wisconsin
$3.43M
2
NPC
2
National Planning Corporation
California
$1.14M
3
RCM
3
Rivernorth Capital Management
Florida
$1.06M
4
Cohen & Steers
4
Cohen & Steers
New York
$7.7M
5
Jane Street
5
Jane Street
New York
$414K

Top Sellers

1
FAAS
1
First Allied Advisory Services
California
$0
2
Citigroup
2
Citigroup
New York
$14K
3
Bank of America
3
Bank of America
North Carolina
$4.73M
4
Morgan Stanley
4
Morgan Stanley
New York
$3.38M
5
SCM
5
Saba Capital Management
New York
$1.85M
Name Market Value Shares Shares
Change 		Shares
Change %
BTS
1
BB&T Securities
Virginia
$27.8M 121,364 -581 -0.5%
Invesco
2
Invesco
Georgia
$10M 438,381 -3,541 -0.8%
Cohen & Steers
3
Cohen & Steers
New York
$7.7M 336,028 +20,117 +6%
PAIM
4
Punch & Associates Investment Management
Minnesota
$4.86M 212,311 +9,230 +5%
Bank of America
5
Bank of America
North Carolina
$4.73M 206,246 -35,600 -15%
GC
6
Guggenheim Capital
Illinois
$4.28M 186,600 -18,204 -9%
Wells Fargo
7
Wells Fargo
California
$3.51M 153,313 +5,973 +4%
B
8
Baird
Wisconsin
$3.43M 149,513 +74,591 +100%
Morgan Stanley
9
Morgan Stanley
New York
$3.38M 147,528 -35,519 -19%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.92M 83,894 -12,673 -13%
SCM
11
Saba Capital Management
New York
$1.85M 80,534 -32,462 -29%
U
12
UBS
Switzerland
$1.41M 61,646 +2,013 +3%
NPC
13
National Planning Corporation
California
$1.14M 49,773 +49,773 New
RCM
14
Rivernorth Capital Management
Florida
$1.06M 46,329 +29,579 +177%
DD
15
Dominick & Dominick
New York
$983K 42,903 -637 -1%
LPL Financial
16
LPL Financial
California
$965K 42,226 -2 -0%
AQR Capital Management
17
AQR Capital Management
Connecticut
$937K 40,891 +11,463 +39%
VFS
18
VSR Financial Services
Kansas
$755K 32,963 -2,094 -6%
Jane Street
19
Jane Street
New York
$414K 18,076 +18,076 New
ICAS
20
Investors Capital Advisory Services
Massachusetts
$326K 14,262 – –
WS
21
Wedbush Securities
California
$253K 11,031 +11,031 New
GGPS
22
Gary Goldberg Planning Services
New York
$238K 10,380 – –
SAM
23
SignalPoint Asset Management
Missouri
$229K 10,000 – –
CIA
24
Capital Investment Advisors
Georgia
$227K 9,925 +9,925 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$206K 9,010 +45 +0.5%
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