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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HBW
126
Hazlett, Burt & Watson
West Virginia
$14K -$9.51K -1,472 -40%
NS
127
NBC Securities
Alabama
$12K +$12.9K +2,000 New
FWM
128
Focused Wealth Management
New York
$10K – – –
GJIA
129
Glass Jacobson Investment Advisors
Maryland
$9.49K – – –
CNBTD
130
Citizens National Bank Trust Department
Mississippi
$8.86K – – –
HGERS
131
Householder Group Estate & Retirement Specialist
Arizona
$7.3K +$7.45K +1,153 New
Citigroup
132
Citigroup
New York
$6.95K +$142 +22 +2%
CAS
133
Coppell Advisory Solutions
Texas
$5.83K – – –
HCM
134
Hollencrest Capital Management
California
$4.94K – – –
CT
135
Caldwell Trust
Florida
$4.24K – – –
PNC Financial Services Group
136
PNC Financial Services Group
Pennsylvania
$2.66K – – –
WWM
137
Wolff Wiese Magana
California
$2.22K – – –
PA
138
Parallel Advisors
California
$861 – – –
GRP
139
Global Retirement Partners
California
$124 +$129 +20 New
Fidelity Investments
140
Fidelity Investments
Massachusetts
$6 +$6 +1 New
SIA
141
Sit Investment Associates
Minnesota
– -$3.2M -493,719 Closed
AC
142
Almitas Capital
California
– -$356K -53,916 Closed
CIC
143
Carnegie Investment Counsel
Ohio
– -$273K -42,102 Closed
V
144
Veritable
Delaware
– -$162K -25,000 Closed
CAG
145
Csenge Advisory Group
Florida
– -$74.6K -11,509 Closed
SPC
146
Sigma Planning Corp
Michigan
– -$68.1K -10,510 Closed
US Bancorp
147
US Bancorp
Minnesota
– -$14.5K -2,240 Closed
GI
148
Gradient Investments
Minnesota
– -$2.66K -410 Closed
Carson Wealth (CWM LLC)
149
Carson Wealth (CWM LLC)
Nebraska
– -$2K -300 Closed
EWA
150
EverSource Wealth Advisors
Alabama
– -$104 -16 Closed