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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IWP
126
IAG Wealth Partners
Wisconsin
$21K – – –
SWM
127
SeaCrest Wealth Management
New York
$17K +$17.3K +2,170 New
FIA
128
FNY Investment Advisers
New York
$15K – – –
FWM
129
Focused Wealth Management
New York
$12K – – –
PFS
130
Prospera Financial Services
Texas
$11K -$64.9K -8,130 -84%
AIP
131
Ahrens Investment Partners
Louisiana
$11K – – –
CNBTD
132
Citizens National Bank Trust Department
Mississippi
$11K – – –
FA
133
Financial Avengers
California
$7K +$144 +18 +2%
CT
134
Caldwell Trust
Florida
$5.12K – – –
VVP
135
Venture Visionary Partners
Ohio
$3.66K +$3.81K +478 New
AF
136
Advisornet Financial
Minnesota
$3K -$2.63K -330 -50%
WWM
137
Wolff Wiese Magana
California
$3K – – –
PA
138
Parallel Advisors
California
$1K – – –
FCB
139
First Command Bank
Texas
$1K +$535 +67 New
FCFS
140
First Command Financial Services
Texas
$1K +$535 +67 New
Carson Wealth (CWM LLC)
141
Carson Wealth (CWM LLC)
Nebraska
$1K +$606 +76 New
BI
142
Bramshill Investments
Florida
– -$32.1M -3,738,744 Closed
WAM
143
Wolverine Asset Management
Illinois
– -$1.06M -123,920 Closed
LSC
144
Logan Stone Capital
Illinois
– -$676K -78,787 Closed
ACP
145
Arcus Capital Partners
Georgia
– -$431K -50,264 Closed
MCC
146
Money Concepts Capital
Florida
– -$209K -24,400 Closed
AWS
147
Atria Wealth Solutions
New York
– -$165K -19,125 Closed
PWSG
148
Pacific Wealth Strategies Group
California
– -$125K -14,562 Closed
FAG
149
Fortitude Advisory Group
Washington
– -$86K -9,971 Closed
HA
150
Herold Advisors
New York
– -$67.4K -7,852 Closed