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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BBHC
126
Brown Brothers Harriman & Co
New York
$25K – – –
IWP
127
IAG Wealth Partners
Wisconsin
$23K – – –
VNA
128
Valley National Advisers
Pennsylvania
$17K +$15.9K +1,785 +830%
FIA
129
FNY Investment Advisers
New York
$17K +$17.8K +2,000 New
FWM
130
Focused Wealth Management
New York
$14K – – –
AIP
131
Ahrens Investment Partners
Louisiana
$12K – – –
CNBTD
132
Citizens National Bank Trust Department
Mississippi
$11K – – –
FA
133
Financial Avengers
California
$8K +$142 +16 +2%
Koshinski Asset Management
134
Koshinski Asset Management
Illinois
$6.86K – – –
BFEC
135
Benjamin F. Edwards & Company
Missouri
$6K -$18.2K -2,042 -76%
AF
136
Advisornet Financial
Minnesota
$6K +$5.87K +660 New
CT
137
Caldwell Trust
Florida
$5.74K – – –
WWM
138
Wolff Wiese Magana
California
$3K – – –
PA
139
Parallel Advisors
California
$1K – – –
Millennium Management
140
Millennium Management
New York
– -$278K -28,452 Closed
NCM
141
Noesis Capital Mangement
Florida
– -$221K -22,600 Closed
DADC
142
D.A. Davidson & Co
Montana
– -$206K -21,183 Closed
AGP
143
Autumn Glory Partners
Texas
– -$170K -17,336 Closed
BS
144
Boenning & Scattergood
Pennsylvania
– -$126K -12,900 Closed
Walleye Capital
145
Walleye Capital
New York
– -$121K -12,393 Closed
LP
146
Lloyd Park
Illinois
– -$102K -10,500 Closed
KOMWMG
147
Kerntke Otto McGlone Wealth Management Group
Wisconsin
– -$102K -10,402 Closed
Nomura Holdings
148
Nomura Holdings
Japan
– -$98K -10,000 Closed
TCWM
149
Total Clarity Wealth Management
Illinois
– -$39K -3,999 Closed
SCM
150
Segantii Capital Management
Hong Kong
– -$35K -3,600 Closed