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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CBT
101
CoreFirst Bank & Trust
Kansas
$105K
PAG
102
Private Advisory Group
Washington
$105K
KOMWMG
103
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$102K +$101K +10,402 New
LP
104
Lloyd Park
Illinois
$102K +$102K +10,500 New
SAM
105
SignalPoint Asset Management
Missouri
$99K +$1.04K +108 +1%
CCM
106
Covington Capital Management
California
$98K
SRC
107
Shufro Rose & Co
New York
$98K
Nomura Holdings
108
Nomura Holdings
Japan
$98K +$96.7K +10,000 New
FAG
109
Fortitude Advisory Group
Washington
$86K +$85.1K +8,801 New
JIR
110
James Investment Research
Ohio
$68K
CFA
111
Carroll Financial Associates
North Carolina
$64K +$17.4K +1,800 +36%
OC
112
Oakworth Capital
Alabama
$59K
CYG
113
Clean Yield Group
Vermont
$49K -$96.7K -10,000 -67%
TCWM
114
Total Clarity Wealth Management
Illinois
$39K
FFWM
115
Future Financial Wealth Management
Ohio
$39K +$38.7K +4,000 New
SIS
116
Sound Income Strategies
Florida
$38K
SCM
117
Segantii Capital Management
Hong Kong
$35K +$34.8K +3,600 New
GWM
118
Geneos Wealth Management
Colorado
$34K
HCP
119
Hexagon Capital Partners
Arkansas
$33K
BBHC
120
Brown Brothers Harriman & Co
New York
$28K
BFEC
121
Benjamin F. Edwards & Company
Missouri
$26K
IWP
122
IAG Wealth Partners
Wisconsin
$26K +$26.2K +2,711 New
CT
123
Cambridge Trust
Massachusetts
$20K +$19.3K +2,000 New
FWM
124
Focused Wealth Management
New York
$15K
RFA
125
Reilly Financial Advisors
California
$14K