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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SSB
101
Sandy Spring Bank
Maryland
$63K
VBCG
102
Valley Brook Capital Group
Pennsylvania
$63K
OC
103
Oakworth Capital
Alabama
$57K +$55.3K +6,000 New
SFS
104
Sowell Financial Services
Arkansas
$55K +$42.7K +4,627 +481%
TCWM
105
Total Clarity Wealth Management
Illinois
$54K +$52.3K +5,677 New
CFA
106
Carroll Financial Associates
North Carolina
$47K
SIS
107
Sound Income Strategies
Florida
$37K
GWM
108
Geneos Wealth Management
Colorado
$34K
IAIM
109
International Assets Investment Management
Florida
$33K
BBHC
110
Brown Brothers Harriman & Co
New York
$28K +$26.7K +2,900 New
HI
111
Harbour Investments
Wisconsin
$28K +$27.7K +3,000 New
JFGIW
112
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$26K
TJHA
113
Thomas J. Herzfeld Advisors
Florida
$26K
FWM
114
Focused Wealth Management
New York
$15K
RFA
115
Reilly Financial Advisors
California
$13K
JCM
116
Jacobi Capital Management
Pennsylvania
$12K -$1.83K -198 -14%
AWA
117
Arkadios Wealth Advisors
Georgia
$9K -$3.67K -398 -29%
FA
118
Financial Avengers
California
$8K
NFSG
119
Newbridge Financial Services Group
Florida
$7K +$6.87K +745 New
CT
120
Caldwell Trust
Florida
$6.35K
US Bancorp
121
US Bancorp
Minnesota
$6K
NFG
122
Next Financial Group
Texas
$5K
AIC
123
Ameritas Investment Company
Nebraska
$4.08K -$200K -21,649 -98%
Carson Wealth (CWM LLC)
124
Carson Wealth (CWM LLC)
Nebraska
$1K
PA
125
Parallel Advisors
California
$1K