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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RWA
101
Ropes Wealth Advisors
Massachusetts
$21K +$21.5K +2,500 New
BFEC
102
Benjamin F. Edwards & Company
Missouri
$19K -$925K -107,393 -98%
ASN
103
Advisory Services Network
Georgia
$19K +$19K +2,211 New
SFS
104
Sowell Financial Services
Arkansas
$16K +$129 +15 +0.8%
FWM
105
Focused Wealth Management
New York
$13K
PFS
106
Prospera Financial Services
Texas
$13K +$12.9K +1,500 New
JCM
107
Jacobi Capital Management
Pennsylvania
$12K -$12.9K -1,500 -51%
RFA
108
Reilly Financial Advisors
California
$12K
SC
109
SouthState Corp
Florida
$8K +$8.61K +1,000 New
CT
110
Caldwell Trust
Florida
$5.68K
US Bancorp
111
US Bancorp
Minnesota
$5K
Barclays
112
Barclays
United Kingdom
$4K +$3.62K +420 New
NFG
113
Next Financial Group
Texas
$4K +$4.3K +500 New
WLPWM
114
Walled Lake Planning & Wealth Management
Illinois
$2K +$43 +5 +2%
Carson Wealth (CWM LLC)
115
Carson Wealth (CWM LLC)
Nebraska
$1K
PA
116
Parallel Advisors
California
$1K
TA
117
TCG Advisors
Texas
-$1.68M -204,585 Closed
WA
118
Winfield Associates
Ohio
-$185K -22,503 Closed
Northwestern Mutual Wealth Management
119
Northwestern Mutual Wealth Management
Wisconsin
-$130K -15,779 Closed
Jane Street
120
Jane Street
New York
-$130K -15,736 Closed
TRCT
121
Tower Research Capital (TRC)
New York
-$97K -11,752 Closed
CL
122
Choreo LLC
Illinois
-$82K -10,000 Closed
CFD
123
Creative Financial Designs
Indiana
-$12K -1,510 Closed
DAM
124
Delta Asset Management
Tennessee
-$8K -1,000 Closed