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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
101
Sowell Financial Services
Arkansas
$15K +$2.51K +314 +20%
FWM
102
Focused Wealth Management
New York
$13K
CFD
103
Creative Financial Designs
Indiana
$12K +$12.1K +1,510 New
RFA
104
Reilly Financial Advisors
California
$11K +$11.1K +1,390 New
DAM
105
Delta Asset Management
Tennessee
$8K
CT
106
Caldwell Trust
Florida
$5.51K
US Bancorp
107
US Bancorp
Minnesota
$5K -$7.98K -1,000 -61%
WLPWM
108
Walled Lake Planning & Wealth Management
Illinois
$2K +$40 +5 +2%
Carson Wealth (CWM LLC)
109
Carson Wealth (CWM LLC)
Nebraska
$1K
PA
110
Parallel Advisors
California
$1K
LCM
111
Landscape Capital Management
New Jersey
-$665K -90,628 Closed
Bank of New York Mellon
112
Bank of New York Mellon
New York
-$582K -79,271 Closed
Northern Trust
113
Northern Trust
Illinois
-$219K -29,830 Closed
MA
114
Mutual Advisors
Nebraska
-$118K -16,121 Closed
TCWM
115
Total Clarity Wealth Management
Illinois
-$97K -13,227 Closed
ICM
116
Islay Capital Management
Texas
-$83K -11,308 Closed
Millennium Management
117
Millennium Management
New York
-$82K -11,227 Closed
RCM
118
RB Capital Management
Nevada
-$75K -11,029 Closed
CF
119
Centaurus Financial
California
-$80K -10,915 Closed
HFS
120
Howard Financial Services
Texas
-$77K -10,487 Closed
JWBC
121
J.W. Burns & Co
New York
-$76K -10,300 Closed
Fifth Third Bancorp
122
Fifth Third Bancorp
Ohio
-$70K -9,529 Closed
CAN
123
Claraphi Advisory Network
United States
-$50K -6,800 Closed
ASN
124
Advisory Services Network
Georgia
-$16K -2,211 Closed
SL
125
Salomon & Ludwin
Virginia
-$10K -1,334 Closed