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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
101
Sowell Financial Services
Arkansas
$15K +$2.51K +314 +20%
FWM
102
Focused Wealth Management
New York
$13K – – –
CFD
103
Creative Financial Designs
Indiana
$12K +$12.1K +1,510 New
RFA
104
Reilly Financial Advisors
California
$11K +$11.1K +1,390 New
DAM
105
Delta Asset Management
Tennessee
$8K – – –
CT
106
Caldwell Trust
Florida
$5.51K – – –
US Bancorp
107
US Bancorp
Minnesota
$5K -$7.98K -1,000 -61%
WLPWM
108
Walled Lake Planning & Wealth Management
Illinois
$2K +$40 +5 +2%
Carson Wealth (CWM LLC)
109
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
PA
110
Parallel Advisors
California
$1K – – –
LCM
111
Landscape Capital Management
New Jersey
– -$665K -90,628 Closed
Bank of New York Mellon
112
Bank of New York Mellon
New York
– -$582K -79,271 Closed
Northern Trust
113
Northern Trust
Illinois
– -$219K -29,830 Closed
MA
114
Mutual Advisors
Nebraska
– -$118K -16,121 Closed
TCWM
115
Total Clarity Wealth Management
Illinois
– -$97K -13,227 Closed
ICM
116
Islay Capital Management
Texas
– -$83K -11,308 Closed
Millennium Management
117
Millennium Management
New York
– -$82K -11,227 Closed
RCM
118
RB Capital Management
Nevada
– -$75K -11,029 Closed
CF
119
Centaurus Financial
California
– -$80K -10,915 Closed
HFS
120
Howard Financial Services
Texas
– -$77K -10,487 Closed
JWBC
121
J.W. Burns & Co
New York
– -$76K -10,300 Closed
Fifth Third Bancorp
122
Fifth Third Bancorp
Ohio
– -$70K -9,529 Closed
CAN
123
Claraphi Advisory Network
United States
– -$50K -6,800 Closed
ASN
124
Advisory Services Network
Georgia
– -$16K -2,211 Closed
SL
125
Salomon & Ludwin
Virginia
– -$10K -1,334 Closed