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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIS
101
Sound Income Strategies
Florida
$29K – – –
GWM
102
Geneos Wealth Management
Colorado
$25K – – –
JCM
103
Jacobi Capital Management
Pennsylvania
$22K – – –
ASN
104
Advisory Services Network
Georgia
$16K +$17.7K +1,862 +534%
FWM
105
Focused Wealth Management
New York
$12K – – –
US Bancorp
106
US Bancorp
Minnesota
$12K – – –
SFS
107
Sowell Financial Services
Arkansas
$11K -$74K -7,799 -84%
SL
108
Salomon & Ludwin
Virginia
$10K – – –
DAM
109
Delta Asset Management
Tennessee
$7K +$9.49K +1,000 New
CT
110
Caldwell Trust
Florida
$4.91K – – –
NFG
111
Next Financial Group
Texas
$4K -$17.5K -1,845 -79%
LWM
112
Liberty Wealth Management
California
$3K +$4.03K +425 New
WLPWM
113
Walled Lake Planning & Wealth Management
Illinois
$2K +$2.31K +243 New
Carson Wealth (CWM LLC)
114
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
PCM
115
Prelude Capital Management
New York
– -$889K -85,000 Closed
V
116
Veritable
Delaware
– -$784K -75,000 Closed
JWCA
117
J.W. Cole Advisors
Florida
– -$441K -42,137 Closed
IAA
118
Independent Advisor Alliance
North Carolina
– -$395K -37,750 Closed
CL
119
Choreo LLC
Illinois
– -$245K -23,456 Closed
EWA
120
EP Wealth Advisors
California
– -$166K -15,917 Closed
ATPW
121
Ashton Thomas Private Wealth
Arizona
– -$143K -13,661 Closed
SFA
122
Sequoia Financial Advisors
Ohio
– -$124K -11,877 Closed
SS
123
Sunbelt Securities
Texas
– -$123K -11,786 Closed
FCA
124
FLC Capital Advisors
California
– -$121K -11,560 Closed
BS
125
Boenning & Scattergood
Pennsylvania
– -$109K -10,400 Closed