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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SSB
101
Sandy Spring Bank
Maryland
$69K
FIA
102
FNY Investment Advisers
New York
$66K -$13.4K -1,318 -17%
CFGS
103
Concourse Financial Group Securities
Alabama
$59K +$19.6K +1,926 +52%
SIS
104
Sound Income Strategies
Florida
$41K
GWM
105
Geneos Wealth Management
Colorado
$36K
JCM
106
Jacobi Capital Management
Pennsylvania
$31K
NFG
107
Next Financial Group
Texas
$25K +$5.08K +500 +27%
US Bancorp
108
US Bancorp
Minnesota
$17K
FWM
109
Focused Wealth Management
New York
$17K +$16.1K +1,580 New
SL
110
Salomon & Ludwin
Virginia
$14K
RIA
111
Realta Investment Advisors
Delaware
$7K
CT
112
Caldwell Trust
Florida
$7K +$6.8K +669 New
ASN
113
Advisory Services Network
Georgia
$4K -$30 -3 -0.9%
PA
114
PSI Advisors
Florida
$2K +$2.13K +210 New
LFA
115
Lighthouse Financial Advisors
Maryland
$2K +$2.29K +225 New
Carson Wealth (CWM LLC)
116
Carson Wealth (CWM LLC)
Nebraska
$1K
PA
117
Parallel Advisors
California
$1K
WAM
118
Weiss Asset Management
Massachusetts
-$453K -45,100 Closed
AGM
119
Alpine Global Management
New York
-$221K -22,024 Closed
RIG
120
Roosevelt Investment Group
New York
-$132K -13,149 Closed
Millennium Management
121
Millennium Management
New York
-$105K -10,451 Closed
TRCT
122
Tower Research Capital (TRC)
New York
-$102K -10,180 Closed
CIAS
123
Capital Investment Advisory Services
North Carolina
-$29K -2,860 Closed
JFGIW
124
Johnson Financial Group Inc (Wisconsin)
Wisconsin
-$28K -2,746 Closed
BC
125
Barnett & Company
Tennessee
-$16K -1,585 Closed