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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
JCM
101
Jacobi Capital Management
Pennsylvania
$30K -$9.9K -1,000 -25%
CIAS
102
Capital Investment Advisory Services
North Carolina
$29K
JFGIW
103
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$28K +$27.2K +2,746 New
NFG
104
Next Financial Group
Texas
$19K
US Bancorp
105
US Bancorp
Minnesota
$16K +$9.9K +1,000 +156%
BC
106
Barnett & Company
Tennessee
$16K +$15.7K +1,585 New
SL
107
Salomon & Ludwin
Virginia
$13K
RCAG
108
Rehmann Capital Advisory Group
Michigan
$11.5K +$1.24K +125 +12%
RIA
109
Realta Investment Advisors
Delaware
$7K
NCM
110
Next Capital Management
New York
$4K
FCB
111
First Command Bank
Texas
$4K +$3.46K +350 New
FCFS
112
First Command Financial Services
Texas
$4K +$3.46K +350 New
ASN
113
Advisory Services Network
Georgia
$3K
QCIG
114
Quad-Cities Investment Group
Iowa
$3K
Carson Wealth (CWM LLC)
115
Carson Wealth (CWM LLC)
Nebraska
$1K
PA
116
Parallel Advisors
California
$1K
V
117
Veritable
Delaware
-$743K -75,000 Closed
Susquehanna International Group
118
Susquehanna International Group
Pennsylvania
-$255K -25,703 Closed
Northern Trust
119
Northern Trust
Illinois
-$121K -12,254 Closed
CA
120
Cetera Advisors
Colorado
-$118K -11,931 Closed
ACS
121
Archford Capital Strategies
Illinois
-$55K -5,597 Closed
OIA
122
Optimum Investment Advisors
Illinois
-$30K -3,032 Closed
FWM
123
Focused Wealth Management
New York
-$16K -1,580 Closed
PCG
124
Private Capital Group
Connecticut
-$4K -427 Closed
JP Morgan Chase
125
JP Morgan Chase
New York
-$3K -341 Closed