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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCAG
101
Rehmann Capital Advisory Group
Michigan
$10.1K
US Bancorp
102
US Bancorp
Minnesota
$6K -$20.4K -2,115 -77%
RIA
103
Realta Investment Advisors
Delaware
$6K
FIA
104
FNY Investment Advisers
New York
$6K +$772 +80 +14%
NCM
105
Next Capital Management
New York
$4K -$10.5K -1,092 -74%
PCG
106
Private Capital Group
Connecticut
$4K +$4.12K +427 New
ASN
107
Advisory Services Network
Georgia
$3K -$2.66K -276 -44%
QCIG
108
Quad-Cities Investment Group
Iowa
$3K
DWM
109
Doyle Wealth Management
Florida
$3K +$2.62K +271 New
RFA
110
Reilly Financial Advisors
California
$3K +$2.96K +307 New
JP Morgan Chase
111
JP Morgan Chase
New York
$3K +$3.29K +341 New
Carson Wealth (CWM LLC)
112
Carson Wealth (CWM LLC)
Nebraska
$1K
PA
113
Parallel Advisors
California
$1K
GEM
114
Global Endowment Management
North Carolina
-$762K -80,000 Closed
TCM
115
Tegean Capital Management
New York
-$445K -46,659 Closed
MML Investors Services
116
MML Investors Services
Massachusetts
-$170K -17,806 Closed
SS
117
Simplicity Solutions
Minnesota
-$134K -14,028 Closed
PAS
118
Park Avenue Securities
New York
-$127K -13,168 Closed
HF
119
HRT Financial
New York
-$119K -12,590 Closed
MOS
120
MGO One Seven
Ohio
-$108K -11,374 Closed
OC
121
Oppenheimer & Co
New York
-$105K -10,975 Closed
Mercer Global Advisors
122
Mercer Global Advisors
Colorado
-$98K -10,260 Closed
TJHA
123
Thomas J. Herzfeld Advisors
Florida
-$81K -8,521 Closed
SWM
124
SeaCrest Wealth Management
New York
-$71K -7,435 Closed
BAM
125
Bruderman Asset Management
New York
-$35K -3,700 Closed