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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CFGS
101
Concourse Financial Group Securities
Alabama
$27K +$26.9K +2,875 New
BC
102
Barnett & Company
Tennessee
$25K
CAC
103
Certified Advisory Corp
Florida
$24K +$458 +49 +2%
DBT
104
Dubuque Bank & Trust
Iowa
$23K
NFG
105
Next Financial Group
Texas
$23K +$23.1K +2,472 New
US Bancorp
106
US Bancorp
Minnesota
$19K
RCAG
107
Rehmann Capital Advisory Group
Michigan
$9.49K
PA
108
Parallel Advisors
California
$8K +$131 +14 +2%
ASN
109
Advisory Services Network
Georgia
$5K +$4.58K +490 New
EWM
110
Edge Wealth Management
New York
$4K
KL
111
KWMG LLC
Kansas
$4K
FIA
112
FNY Investment Advisers
New York
$3K -$34.6K -3,700 -91%
First Manhattan
113
First Manhattan
New York
$3K
QCIG
114
Quad-Cities Investment Group
Iowa
$3K
TCM
115
Tradewinds Capital Management
Washington
$1K -$749 -80 -50%
BA
116
Ballew Advisors
Mississippi
$1K +$973 +104 New
FNBT
117
FineMark National Bank & Trust
Florida
-$234K -25,097 Closed
Goldman Sachs
118
Goldman Sachs
New York
-$191K -20,520 Closed
Citadel Advisors
119
Citadel Advisors
Florida
-$167K -17,890 Closed
NL
120
NWAM LLC
Washington
-$111K -11,950 Closed
RFM
121
Royal Fund Management
Florida
-$30K -3,300 Closed
Bank of Montreal
122
Bank of Montreal
Ontario, Canada
-$30K -3,220 Closed
TFS
123
TrustCore Financial Services
Tennessee
-$28K -3,005 Closed
CF
124
Centaurus Financial
California
-$19K -2,039 Closed
FWM
125
Focused Wealth Management
New York
-$15K -1,580 Closed