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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SEI Investments
101
SEI Investments
Pennsylvania
$16K -$36.3K -3,471 -69%
FWM
102
Focused Wealth Management
New York
$16K – – –
LC
103
Landaas & Company
Wisconsin
$11K – – –
FNB
104
Farmers National Bank
Kentucky
$10K +$10.5K +1,000 New
FANJ
105
Financial Architects (New Jersey)
New Jersey
$9K -$2.62K -250 -22%
WA
106
Winfield Associates
Ohio
$9K – – –
PA
107
Parallel Advisors
California
$6K +$63 +6 +1%
FFW
108
Fusion Family Wealth
New York
$5K – – –
BCM
109
Blume Capital Management
California
$3K – – –
First Manhattan
110
First Manhattan
New York
$3K – – –
ASN
111
Advisory Services Network
Georgia
$2K – – –
TCM
112
Tradewinds Capital Management
Washington
$2K – – –
OAM
113
Orinda Asset Management
California
– -$1.48M -140,000 Closed
RCM
114
Robinson Capital Management
Michigan
– -$1.41M -133,247 Closed
IWA
115
IBEX Wealth Advisors
New Jersey
– -$1.08M -101,964 Closed
RJFSA
116
Raymond James Financial Services Advisors
Florida
– -$598K -56,619 Closed
NPC
117
National Planning Corporation
California
– -$324K -30,681 Closed
William Blair & Company
118
William Blair & Company
Illinois
– -$266K -25,160 Closed
NCM
119
Narwhal Capital Management
Georgia
– -$163K -15,443 Closed
VF
120
Virtu Financial
New York
– -$161K -15,227 Closed
FAM
121
Formidable Asset Management
Ohio
– -$153K -14,500 Closed
M&T Bank
122
M&T Bank
New York
– -$143K -13,536 Closed
AIA
123
Allegis Investment Advisors
Idaho
– -$124K -11,702 Closed
VC
124
Vicus Capital
Pennsylvania
– -$119K -11,280 Closed
TSS
125
Two Sigma Securities
New York
– -$108K -10,250 Closed