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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Manulife (Manufacturers Life Insurance)
101
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$11K -$998 -101 -8%
EWM
102
Edge Wealth Management
New York
$11K
SPIA
103
Steward Partners Investment Advisory
New York
$10K +$128 +13 +1%
FANJ
104
Financial Architects (New Jersey)
New Jersey
$10K +$1.68K +170 +21%
WA
105
Winfield Associates
Ohio
$8K
Northwestern Mutual Wealth Management
106
Northwestern Mutual Wealth Management
Wisconsin
$8K +$8.49K +859 New
CFS
107
Commonwealth Financial Services
West Virginia
$7K
PSUF
108
People's United Financial
Connecticut
$7K
MA
109
MUFG Americas
New York
$7K +$6.63K +671 New
PA
110
Parallel Advisors
California
$6K +$5.55K +562 New
NFG
111
Next Financial Group
Texas
$5K -$53.6K -5,427 -92%
BCM
112
Blume Capital Management
California
$3K
First Manhattan
113
First Manhattan
New York
$3K +$3.32K +336 New
SEI Investments
114
SEI Investments
Pennsylvania
$2K
TCM
115
Tradewinds Capital Management
Washington
$2K
ASN
116
Advisory Services Network
Georgia
$2K +$2.37K +240 New
AIM
117
Acrospire Investment Management
Illinois
$1K -$4.94K -500 -83%
MGAM
118
McGowan Group Asset Management
Texas
-$14.8M -1,501,819 Closed
Bank of Montreal
119
Bank of Montreal
Ontario, Canada
-$1.73M -184,000 Closed
AIU
120
Algebris Investments (UK)
United Kingdom
-$1.6M -162,731 Closed
IWA
121
IBEX Wealth Advisors
New Jersey
-$744K -75,219 Closed
PCM
122
Pointe Capital Management
Michigan
-$682K -69,340 Closed
VKH
123
Virtu KCG Holdings
New York
-$224K -22,719 Closed
BTS
124
BB&T Securities
Virginia
-$116K -11,580 Closed
Deutsche Bank
125
Deutsche Bank
Germany
-$49K -5,000 Closed