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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
V
101
Veritable
Delaware
– -$697K -72,862 Closed
FIMG
102
Financial & Investment Management Group
Michigan
– -$169K -17,725 Closed
FFSOTS
103
Fiduciary Financial Services of The Southwest
Texas
– -$106K -11,132 Closed
FCCM
104
First City Capital Management
Georgia
– -$102K -10,650 Closed
BRWA
105
B. Riley Wealth Advisors
Florida
– -$11K -1,115 Closed