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Nuveen Preferred & Income Opportunities Fund
JPC

Name Holding Trade Value Shares
Change 		Change in
Stake
Northern Trust
76
Northern Trust
Illinois
$134K -$5.11K -546 -4%
AWM
77
AE Wealth Management
Kansas
$133K -$4.21K -450 -3%
MSAM
78
Moloney Securities Asset Management
Missouri
$133K -$3.74K -400 -3%
PFGIA
79
Patriot Financial Group Insurance Agency
Massachusetts
$133K +$63.3K +6,765 +89%
MML Investors Services
80
MML Investors Services
Massachusetts
$131K +$27.6K +2,950 +26%
WEC
81
Winslow Evans & Crocker
Massachusetts
$120K -$19.2K -2,056 -14%
FAAS
82
First Allied Advisory Services
California
$120K +$2K +214 +2%
Bank of New York Mellon
83
Bank of New York Mellon
New York
$118K +$119K +12,750 New
MOS
84
MGO One Seven
Ohio
$117K +$118K +12,653 New
JWBC
85
J.W. Burns & Co
New York
$114K – – –
TSS
86
Two Sigma Securities
New York
$114K +$115K +12,255 New
PAS
87
Park Avenue Securities
New York
$113K +$114K +12,235 New
RCM
88
RB Capital Management
Nevada
$95K -$41.4K -4,429 -30%
CCM
89
Covington Capital Management
California
$93K +$19.2K +2,052 +26%
SRC
90
Shufro Rose & Co
New York
$93K +$93.6K +10,000 New
SSB
91
Sandy Spring Bank
Maryland
$61K – – –
APA
92
American Portfolios Advisors
New York
$57.2K +$17.4K +1,861 +43%
ACS
93
Archford Capital Strategies
Illinois
$52K – – –
GWM
94
Geneos Wealth Management
Colorado
$44K -$9.36K -1,000 -17%
GP
95
Girard Partners
Pennsylvania
$37K +$37.4K +4,000 New
Walleye Trading
96
Walleye Trading
New York
$37K +$37.4K +4,000 New
JCM
97
Jacobi Capital Management
Pennsylvania
$35K +$10.9K +1,166 +45%
Northwestern Mutual Wealth Management
98
Northwestern Mutual Wealth Management
Wisconsin
$34K -$27.5K -2,937 -44%
IA
99
IFP Advisors
Florida
$30K -$17.7K -1,896 -37%
OIA
100
Optimum Investment Advisors
Illinois
$28K +$515 +55 +2%
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4
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