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Nuveen Preferred & Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
76
Northern Trust
Illinois
$153K
FAM
77
Formidable Asset Management
Ohio
$153K +$152K +14,500 New
AWM
78
AE Wealth Management
Kansas
$151K +$3.48K +332 +2%
RCM
79
RB Capital Management
Nevada
$149K +$1.94K +185 +1%
FHA
80
Flagship Harbor Advisors
Massachusetts
$147K -$4.98K -475 -3%
SPIA
81
Steward Partners Investment Advisory
New York
$145K +$92.4K +8,808 +177%
M&T Bank
82
M&T Bank
New York
$143K +$21.3K +2,033 +18%
MML Investors Services
83
MML Investors Services
Massachusetts
$138K +$137K +13,041 New
AIA
84
Allegis Investment Advisors
Idaho
$124K -$5.25K -500 -4%
VC
85
Vicus Capital
Pennsylvania
$119K -$21K -2,000 -15%
SPC
86
Sigma Planning Corp
Michigan
$111K +$110K +10,500 New
TSS
87
Two Sigma Securities
New York
$108K +$108K +10,250 New
FAAS
88
First Allied Advisory Services
California
$107K +$105K +10,034 New
SRC
89
Shufro Rose & Co
New York
$106K -$115K -11,000 Closed
Citigroup
90
Citigroup
New York
$105K +$15.3K +1,454 +17%
PFGIA
91
Patriot Financial Group Insurance Agency
Massachusetts
$93K +$19.8K +1,886 +27%
CCM
92
Covington Capital Management
California
$85K +$83.9K +8,000 New
SSB
93
Sandy Spring Bank
Maryland
$70K
GWM
94
Geneos Wealth Management
Colorado
$61K -$10.5K -1,000 -15%
USGIU
95
U.S. Global Investors (USGI)
Texas
$57K
SEI Investments
96
SEI Investments
Pennsylvania
$53K +$52.8K +5,037 New
MFW
97
Mosaic Family Wealth
Missouri
$44K +$808 +77 +2%
US Bancorp
98
US Bancorp
Minnesota
$33K
NFG
99
Next Financial Group
Texas
$31K
DBT
100
Dubuque Bank & Trust
Iowa
$28K -$11.2K -1,071 -29%